Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam Jacob BeierleSecurities Service Network, LLCCharles Schwab & Co., Inc.04-29-2014
Amy L FarberMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.08-02-2016
Anthony James KratofilVital Wealth Management, LLCCharles Schwab & Co., Inc.12-14-2018
Anthony Richard SpangenbergSavant Capital ManagementCharles Schwab & Co., Inc.09-08-2016
Aram Michael TopalianJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.11-27-2018
Archie B. Gaither Jr.Northwestern Mutual Investment Services, LLCCharles Schwab & Co., Inc.04-09-2018
Blaine William CoyleWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Charles Schwab & Co., Inc.03-23-2016
Brandon Lee KerndtMesirow Financial, Inc.Charles Schwab & Co., Inc.$25007-12-2010
Brendan M SullivanHighTower Securities, LLCCharles Schwab & Co., Inc.$10007-31-2015
Brendon G. AndersonJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.$10009-20-2016
Brett Lee SchulzJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.$15012-04-2018
Brian D. EathertonJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.06-22-2016
Brian Joseph OwenBJO Wealth Management LLC.Charles Schwab & Co., Inc.10-07-2013
Britt Ryan AndrosGoldman Sachs & Co.Charles Schwab & Co., Inc.08-06-2018
Cameron Lawrence WheelerJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.08-30-2018
David M RaschU.S. Bancorp Investments, Inc.Charles Schwab & Co., Inc.09-23-2019
Evan Gregory ParryJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.07-26-2016
Franco S. La MarcaSanford C. Bernstein & Co., LLCCharles Schwab & Co., Inc.$10003-01-2018
Frederick Gregory LucasJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.10-16-2015
Genevieve Grace Mallari BajajJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.04-22-2016
Gregory John KruseFarmers Financial Solutions, LLCCharles Schwab & Co., Inc.04-23-2012
Heather Ashley Brown FaircloughUBS Financial Services Inc.Charles Schwab & Co., Inc.02-04-2011
Ilya Igorevich YeverovichChase Investment Services Corp.Charles Schwab & Co., Inc.12-07-2009
Jack RubleJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.02-12-2019
James R. DawsonSentinus-Halo Securities, LLCCharles Schwab & Co., Inc.12-04-2019
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Showing 1 to 25 of 52 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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