Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
John W GlanderNorthwestern Mutual Investment Services, LLCCharles Schwab & Co., Inc.03-20-2020
Danielle Lee HelfrichEquity Services, Inc.Charles Schwab & Co., Inc.02-27-2020
Thomas James SvenstrupCharles Schwab & Co., Inc.Charles Schwab & Co., Inc.01-17-2020
Clayton Turner WittCharles Schwab & Co., Inc.Charles Schwab & Co., Inc.12-05-2019
Katie J RossBKD Wealth Advisors, LLCCharles Schwab & Co., Inc.11-20-2019
Jacob Ryan GasawayCharles Schwab & Co., Inc.Charles Schwab & Co., Inc.11-13-2019
Landon J FoxMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.11-08-2019
John David ByersCharles Schwab & Co., Inc.Charles Schwab & Co., Inc.08-22-2019
India Delores ElliottWells Fargo Clearing Services, LLCCharles Schwab & Co., Inc.04-30-2019
Sarah Margaret LittleColumn Capital Advisors, LLCCharles Schwab & Co., Inc.01-02-2019
Anthony Dean Lee Jr.Morgan StanleyCharles Schwab & Co., Inc.10-24-2018
Shelby H G NewellMorgan StanleyCharles Schwab & Co., Inc.10-19-2018
Samantha Lynn PezzuteJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.08-31-2018
Stephanie N AshleyCommonwealth Financial NetworkCharles Schwab & Co., Inc.08-20-2018
Edgar W Bassick VJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.08-15-2018
Greg Thomas JordanValeo Financial Advisors, LLCCharles Schwab & Co., Inc.06-12-2018
Matthew Ryan ZacariasJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.01-16-2018
Dustin Evan BroadwaterTD Ameritrade Investment Management, LLCCharles Schwab & Co., Inc.11-15-2017
Michael Lee WrightFidelity Brokerage Services LLCCharles Schwab & Co., Inc.10-27-2017
Corey James CordrayJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.05-30-2017
Michael Todd GustafsonThe Huntington Investment CompanyCharles Schwab & Co., Inc.04-19-2017
Sarah Elizabeth MahaffaBedel Financial Consulting IncCharles Schwab & Co., Inc.03-07-2017
Weslee D. PhelpsMML Investors Services, LLCCharles Schwab & Co., Inc.07-05-2016
Matthew C. SanchezTD Ameritrade Investment Management, LLCCharles Schwab & Co., Inc.02-08-2016
Kaddi Elizabeth GruenerJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.01-11-2016
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.