Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Sarah Elizabeth MahaffaBedel Financial Consulting IncCharles Schwab & Co., Inc.03-07-2017
Katie J RossBKD Wealth Advisors, LLCCharles Schwab & Co., Inc.11-20-2019
Sarah Margaret LittleColumn Capital Advisors, LLCCharles Schwab & Co., Inc.01-02-2019
Stephanie N AshleyCommonwealth Financial NetworkCharles Schwab & Co., Inc.08-20-2018
Danielle Lee HelfrichEquity Services, Inc.Charles Schwab & Co., Inc.02-27-2020
Randy Alvin CoxFarmers Financial Solutions, LLCCharles Schwab & Co., Inc.06-25-2009
Lucas B PelfreyFidelity Brokerage Services LLCCharles Schwab & Co., Inc.09-24-2020
Logan M ZimmermanFidelity Brokerage Services LLCCharles Schwab & Co., Inc.05-18-2020
Gary Curtis BlacketorFidelity Brokerage Services LLCCharles Schwab & Co., Inc.05-14-2020
Michael Lee WrightFidelity Brokerage Services LLCCharles Schwab & Co., Inc.10-27-2017
Scott Allen PedersonHarmony Wealth Management LLCCharles Schwab & Co., Inc.07-12-2019
Kent Alexander DelphIntegrated Planning & Wealth Management, LLCCharles Schwab & Co., Inc.05-27-2020
Fred Debow Rice IIIJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.10-02-2020
Samantha PezzuteJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.08-31-2018
Edgar W Bassick VJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.08-15-2018
Matthew Ryan ZacariasJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.01-16-2018
Francis Anthony AmpilJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.02-23-2015
Richard Stephen GrimesJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.03-25-2013
Matthew Scott HuberKey Investment Services LLCCharles Schwab & Co., Inc.12-15-2014
Matthew J ParkerMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.05-05-2020
Landon J FoxMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.11-08-2019
Jason Garrett HullMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.11-01-2019
Tayler Elizabeth RhodaMoney Concepts Capital CorpCharles Schwab & Co., Inc.10-09-2020
John W GlanderNorthwestern Mutual Investment Services, LLCCharles Schwab & Co., Inc.03-20-2020
Archie B Gaither JrNorthwestern Mutual Investment Services, LLCCharles Schwab & Co., Inc.04-09-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.