Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Sarah Elizabeth MahaffaBedel Financial Consulting IncCharles Schwab & Co., Inc.03-07-2017
Robert Van HurstCharles Schwab Investment Advisory, IncCharles Schwab & Co., Inc.04-30-2013
Stephanie N AshleyCommonwealth Financial NetworkCharles Schwab & Co., Inc.08-20-2018
Randy Alvin CoxFarmers Financial Solutions, LLCCharles Schwab & Co., Inc.$10006-25-2009
Scott Allen PedersonHarmony Wealth Management LLCCharles Schwab & Co., Inc.07-12-2019
Matthew Ryan ZacariasJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.01-16-2018
Francis Anthony AmpilJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.$5002-23-2015
Cherif Souleymane AidaraJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.12-17-2012
Matthew Scott HuberKey Investment Services LLCCharles Schwab & Co., Inc.12-15-2014
Andrew Charles DurnellPerspective Asset Management, LLCCharles Schwab & Co., Inc.12-03-2010
Sathish Raj DharmaPNC InvestmentsCharles Schwab & Co., Inc.08-05-2010
Brenden Todd KingSchwab Private Client Investment Advisory, Inc.Charles Schwab & Co., Inc.01-09-2019
Jeremy Michael CoonsSchwab Private Client Investment Advisory, Inc.Charles Schwab & Co., Inc.07-27-2018
Logan Ryan CreagerSchwab Private Client Investment Advisory, Inc.Charles Schwab & Co., Inc.06-05-2018
Gary Douglas RubinSchwab Private Client Investment Advisory, Inc.Charles Schwab & Co., Inc.01-04-2012
David P. GouldSchwab Private Client Investment Advisory, Inc.Charles Schwab & Co., Inc.01-03-2012
Dustin Evan BroadwaterTD Ameritrade Investment Management, LLCCharles Schwab & Co., Inc.11-15-2017
Michael Todd GustafsonThe Huntington Investment CompanyCharles Schwab & Co., Inc.04-19-2017

Showing 1 to 18 of 18 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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