Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Monica Celeste KnowlesArbor Asset Management, LLCCharles Schwab & Co., Inc.02-13-2018
Kevin A. SheardChase Investment Services Corp.Charles Schwab & Co., Inc.11-03-2010
Sara Salz UhEF Legacy Securities, LLCCharles Schwab & Co., Inc.05-12-2016
Peggy-Sue Marie McNierFidelity Brokerage Services LLCCharles Schwab & Co., Inc.01-18-2019
Cole Eric FragemanJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.11-02-2018
Robert Earl ThompsonJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.$10007-30-2014
Eric Charles MetzgerJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.10-25-2012
George Christopher SukkarLPL Financial LLCCharles Schwab & Co., Inc.01-02-2019
William Robert MawyerMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.04-24-2017
Walter James Hails Jr.Morgan StanleyCharles Schwab & Co., Inc.05-14-2019
James W. StoopsRaymond James & Associates, Inc.Charles Schwab & Co., Inc.$10005-07-2015
Sadeer Thomas JamilRaymond James & Associates, Inc.Charles Schwab & Co., Inc.04-08-2014
Jeremy Allen SmithRaymond James Financial Services, Inc.Charles Schwab & Co., Inc.10-21-2011
Philip Brent SpoljarickRaymond James Financial Services, Inc.Charles Schwab & Co., Inc.10-14-2010
Samuel Agostino OrlandoRaymond James Financial Services, Inc.Charles Schwab & Co., Inc.10-08-2010
Derek B. YoungTD Ameritrade Investment Management, LLCCharles Schwab & Co., Inc.10-25-2018
Jeffrey Stephen KardynalTIAA-CREF Individual & Institutional Services, LLCCharles Schwab & Co., Inc.03-20-2018
William Raymond McCurdyTIAA-CREF Individual & Institutional Services, LLCCharles Schwab & Co., Inc.07-11-2016
William G. CresonTIAA-CREF Individual & Institutional Services, LLCCharles Schwab & Co., Inc.08-13-2014
Michael Stephen EllisTIAA-CREF Individual & Institutional Services, LLCCharles Schwab & Co., Inc.$10002-21-2014
Casey Charles KreutzbergTIAA-CREF Individual & Institutional Services, LLCCharles Schwab & Co., Inc.11-14-2013

Showing 1 to 21 of 21 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.