Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Juvie Ann C JimenezCitigroup Global Markets Inc.Charles Schwab & Co., Inc.09-10-2020
Nicholas Stephen MatlockEdward JonesCharles Schwab & Co., Inc.04-08-2020
Stephanie Eileen MillerEdward JonesCharles Schwab & Co., Inc.09-28-2018
Alicia Elizabeth LakenEdward JonesCharles Schwab & Co., Inc.07-26-2010
Scott William BedellFidelity Brokerage Services LLCCharles Schwab & Co., Inc.05-05-2017
David Thomas WickenhauserMoneta Group Investment Advisors, LLCCharles Schwab & Co., Inc.08-19-2019
Todd Thomas ThrasherMorgan StanleyCharles Schwab & Co., Inc.$5010-14-2011
Scott LinkStifel, Nicolaus & Company, IncorporatedCharles Schwab & Co., Inc.$50005-19-2016
Kevin Scott MontonStifel, Nicolaus & Company, IncorporatedCharles Schwab & Co., Inc.$5011-08-2017
James Scott LinkStifel, Nicolaus & Company, IncorporatedCharles Schwab & Co., Inc.$15005-19-2016
Teresa Anne HayesU.S. Bancorp Investments, Inc.Charles Schwab & Co., Inc.01-15-2019
Jennifer Anne LissnerWells Fargo Clearing Services, LLCCharles Schwab & Co., Inc.11-22-2010

Showing 1 to 12 of 12 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.