Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Evan VassarBartlett & Co. Wealth Management LLCCharles Schwab & Co., Inc.03-25-2019
Zachary Bert CampbellEquitable Advisors, LLCCharles Schwab & Co., Inc.05-25-2016
Kevin R BukvicFidelity Brokerage Services LLCCharles Schwab & Co., Inc.09-04-2014
David Michael BainJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.01-10-2020
Andrew Michael TaylorOJM Group, LLCCharles Schwab & Co., Inc.03-09-2012
Stephen Michael ChanezProsperity Capital AdvisorsCharles Schwab & Co., Inc.12-05-2019
Zachary R StevensTD Ameritrade Investment Management, LLCCharles Schwab & Co., Inc.03-19-2020
Michael Rollin SmithTIAA-CREF Individual & Institutional Services, LLCCharles Schwab & Co., Inc.08-13-2014
Antonio DesotoWells Fargo Clearing Services, LLCCharles Schwab & Co., Inc.04-21-2015

Showing 1 to 9 of 9 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.