Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Bryan SchonMorgan StanleyChase Investment Services Corp.$20511-01-2012
Dawn Marie HoffmeyerThe Huntington Investment CompanyChase Investment Services Corp.10-30-2012
Robert William WendlerLPL Financial LLCChase Investment Services Corp.10-29-2012
Kelly Ann EricksonLPL Financial LLCChase Investment Services Corp.10-22-2012
Joseph Dain DuplechainArete Wealth Management, LLCChase Investment Services Corp.$50010-22-2012
Miguel GonzalezPrivate Advisor Group, LLCChase Investment Services Corp.$10009-28-2012
Anthony John TreboldiMorgan StanleyChase Investment Services Corp.$2509-28-2012
Zhenjiang Allan GuTD Ameritrade Investment Management, LLCChase Investment Services Corp.09-26-2012
Eric L WillisMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.09-21-2012
Rose Anne Galeano-PhillipsWells Fargo Clearing Services, LLCChase Investment Services Corp.$5009-20-2012
Vera DaikovichLPL Financial LLCChase Investment Services Corp.09-17-2012
Robert Dean CandageEdward JonesChase Investment Services Corp.09-17-2012
Joel David GoldbergWells Fargo Clearing Services, LLCChase Investment Services Corp.09-14-2012
Aaron Michael LawryLPL Financial LLCChase Investment Services Corp.09-13-2012
Steven Richard OstranderLPL Financial LLCChase Investment Services Corp.$1,00009-07-2012
Melanie Christine DohrmanSigma Financial CorporationChase Investment Services Corp.09-07-2012
Peter J LesnikLPL Financial LLCChase Investment Services Corp.09-06-2012
David W PadgettNorthwestern Mutual Investment Services, LLCChase Investment Services Corp.$2509-04-2012
Jimmy Ernesto TorresCity National Securities, Inc.Chase Investment Services Corp.09-04-2012
Sergiy Sergeevich MizevychCitigroup Global Markets Inc.Chase Investment Services Corp.08-23-2012
Vincent W ChuWells Fargo Clearing Services, LLCChase Investment Services Corp.$2508-17-2012
Samuel Frank GalatiotoLifeMark Securities Corp.Chase Investment Services Corp.08-15-2012
Robert Cyrus Blades JrFidelity Brokerage Services LLCChase Investment Services Corp.08-13-2012
Farah ToutounchianWells Fargo Clearing Services, LLCChase Investment Services Corp.$5007-31-2012
Claudia AranibarMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.$2507-30-2012
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.