Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
William Cain StrangesAmeriprise Financial Services, Inc.Chase Investment Services Corp.11-28-2012
William Christopher ShaverJ.P. Morgan Securities LLCChase Investment Services Corp.11-13-2012
Dawn Marie HoffmeyerThe Huntington Investment CompanyChase Investment Services Corp.10-30-2012
Robert William WendlerLPL Financial LLCChase Investment Services Corp.10-29-2012
Kelly Ann EricksonLPL Financial LLCChase Investment Services Corp.10-22-2012
Joseph Dain DuplechainArete Wealth Management, LLCChase Investment Services Corp.10-22-2012
Philip Stefan GetfieldJ.P. Morgan Securities LLCChase Investment Services Corp.$20010-01-2012
Christopher Lee BrowningJ.P. Morgan Securities LLCChase Investment Services Corp.$20010-01-2012
Kristin Field HartwellJ.P. Morgan Securities LLCChase Investment Services Corp.$20010-01-2012
Zachary Raymond GinsburgJ.P. Morgan Securities LLCChase Investment Services Corp.$20010-01-2012
Edwin S EspinosaJ.P. Morgan Securities LLCChase Investment Services Corp.$15010-01-2012
Jeffrey Michael LoventhalJ.P. Morgan Securities LLCChase Investment Services Corp.$15010-01-2012
Lisa Marie ForsytheJ.P. Morgan Securities LLCChase Investment Services Corp.$15010-01-2012
Eric David TepperJ.P. Morgan Securities LLCChase Investment Services Corp.$15010-01-2012
Gary Gerard OttomanelliJ.P. Morgan Securities LLCChase Investment Services Corp.$15010-01-2012
Franklin Matthew AnselmiJ.P. Morgan Securities LLCChase Investment Services Corp.$15010-01-2012
Jeffrey Thomas TumminelloJ.P. Morgan Securities LLCChase Investment Services Corp.$15010-01-2012
Michael HalfonJ.P. Morgan Securities LLCChase Investment Services Corp.$15010-01-2012
Jason Alan PerlmanJ.P. Morgan Securities LLCChase Investment Services Corp.$15010-01-2012
Brett Matthew LongfieldJ.P. Morgan Securities LLCChase Investment Services Corp.$15010-01-2012
Nicholas MavromoustakosJ.P. Morgan Securities LLCChase Investment Services Corp.$15010-01-2012
Mary Nadine PiliereJ.P. Morgan Securities LLCChase Investment Services Corp.$15010-01-2012
Conni Renee McEwenJ.P. Morgan Securities LLCChase Investment Services Corp.$15010-01-2012
Joanna Deonath KniebergJ.P. Morgan Securities LLCChase Investment Services Corp.$15010-01-2012
Jason M. BuchananJ.P. Morgan Securities LLCChase Investment Services Corp.$15010-01-2012
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Showing 1 to 25 of 2,622 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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