Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Vishal Prashant BhutaMorgan StanleyChase Investment Services Corp.04-01-2013
Mila Ann CalunodUnionBanc Investment Services, LLCChase Investment Services Corp.03-08-2013
Craig Stephen FolkSantander Securities LLCChase Investment Services Corp.01-25-2013
Alka KatyalPeople's Securities, Inc.Chase Investment Services Corp.01-23-2013
Yvette Gutierrez CarrascoWells Fargo Clearing Services, LLCChase Investment Services Corp.01-23-2013
Frank James FranklinON Investment Management CoChase Investment Services Corp.01-07-2013
Henry Alberto GorisSantander Securities LLCChase Investment Services Corp.12-10-2012
Lavincent Emil WrenBBVA Compass Investment Solutions, Inc.Chase Investment Services Corp.12-10-2012
Monica E HugleBBVA Compass Investment Solutions, Inc.Chase Investment Services Corp.12-10-2012
Jay Julius Peitsch IIAllied Beacon Partners, Inc.Chase Investment Services Corp.12-01-2012
William Cain StrangesAmeriprise Financial Services, Inc.Chase Investment Services Corp.11-28-2012
Victoria Andrea GriffinBBVA Compass Investment Solutions, Inc.Chase Investment Services Corp.11-21-2012
Paula Milena CabezasHSBC Securities (USA) Inc.Chase Investment Services Corp.11-15-2012
Jose Omar MartinezBBVA Compass Investment Solutions, Inc.Chase Investment Services Corp.11-07-2012
Christopher Ryan HoskingPNC InvestmentsChase Investment Services Corp.11-05-2012
Dawn M HoffmeyerThe Huntington Investment CompanyChase Investment Services Corp.10-30-2012
Jean-Pierre KoukoudianThe Huntington Investment CompanyChase Investment Services Corp.10-30-2012
Robert William WendlerLPL Financial LLCChase Investment Services Corp.$110-29-2012
Joseph Dain DuplechainArete Wealth Management, LLCChase Investment Services Corp.$50010-22-2012
Kelly Ann EricksonLPL Financial LLCChase Investment Services Corp.10-22-2012
Kevin E. CurrierKey Investment Services LLCChase Investment Services Corp.10-18-2012
Laura Angelica RiveraBBVA Compass Investment Solutions, Inc.Chase Investment Services Corp.10-15-2012
Peter Knudsen Oleson Jr.LaSalle St. Securities, LLCChase Investment Services Corp.10-11-2012
Angela Meagan SmithLPL Financial LLCChase Investment Services Corp.10-10-2012
Ashley E. MillerBBVA Compass Investment Solutions, Inc.Chase Investment Services Corp.10-10-2012
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Showing 1 to 25 of 1,534 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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