Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Moises Humberto Ospina1st Global Capital Corp.Chase Investment Services Corp.$20002-28-2012
Brian William Distler1st Global Capital Corp.Chase Investment Services Corp.01-01-2011
Dana Ward LambA.G.P. / Alliance Global PartnersChase Investment Services Corp.05-29-2012
Garry BaleA.G.P. / Alliance Global PartnersChase Investment Services Corp.03-23-2010
Thomas Howard ArthurA.G.P. / Alliance Global PartnersChase Investment Services Corp.$50003-19-2010
Michael Jason GoldsteinAddison Clark Wealth Management, LLCChase Investment Services Corp.04-05-2011
Rocco J. LafaroAegis Capital Corp.Chase Investment Services Corp.10-03-2011
Henry J LiuAegis Capital Corp.Chase Investment Services Corp.$5003-09-2011
Jose Francisco RosaAlexander Capital, L.P.Chase Investment Services Corp.03-30-2012
Jay Julius Peitsch IIAllied Beacon Partners, Inc.Chase Investment Services Corp.12-01-2012
Jose Espinoza MartinezAllstate Financial Services, LLCChase Investment Services Corp.07-16-2012
Susan Nell LloydAllstate Financial Services, LLCChase Investment Services Corp.04-01-2011
Ashley Marie BrownAllstate Financial Services, LLCChase Investment Services Corp.03-03-2011
Xavier ZatizabalAllstate Financial Services, LLCChase Investment Services Corp.02-11-2011
Robert Zeil RosenbergAllstate Financial Services, LLCChase Investment Services Corp.12-16-2010
Dat C TrinhAllstate Financial Services, LLCChase Investment Services Corp.$2512-01-2010
Anthony Edward RobinetteAllstate Financial Services, LLCChase Investment Services Corp.$10006-07-2010
Victor Louis LoperfidoAllstate Financial Services, LLCChase Investment Services Corp.03-16-2010
Brian K GreggAmcore Investment Services, IncChase Investment Services Corp.01-06-2009
William Cain StrangesAmeriprise Financial Services, Inc.Chase Investment Services Corp.11-28-2012
Nancy Yen ChangAmeriprise Financial Services, Inc.Chase Investment Services Corp.09-14-2012
Paul C BarnettAmeriprise Financial Services, Inc.Chase Investment Services Corp.09-04-2012
Krystian MorenoAmeriprise Financial Services, Inc.Chase Investment Services Corp.08-09-2012
Jon Carter SaboAmeriprise Financial Services, Inc.Chase Investment Services Corp.$20007-24-2012
John Daniel QuinnAmeriprise Financial Services, Inc.Chase Investment Services Corp.06-08-2012
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Showing 1 to 25 of 1,534 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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