Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Amanda Wells SchmutteU.S. Bancorp Investments, Inc.Chase Investment Services Corp.01-07-2009
Jacob Edward RosellState Farm VP Management Corp.Chase Investment Services Corp.01-07-2009
Daniel TIMOTHY LombardiMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.01-21-2009
Mary Elizabeth BushAmeriprise Financial Services, LLCChase Investment Services Corp.02-04-2009
Michael C FordKey Investment Services LLCChase Investment Services Corp.02-04-2009
Amy Marie LincolnFifth Third Securities, Inc.Chase Investment Services Corp.$15003-10-2009
Gwendolyn Ginell ShawCountry Capital Management CompanyChase Investment Services Corp.03-11-2009
Dustin Mathew KoehlerEdward JonesChase Investment Services Corp.03-16-2009
James Warren Nicolaidis JrCitigroup Global Markets Inc.Chase Investment Services Corp.$5003-20-2009
Michael Steven PadillaUnionBanc Investment Services, LLCChase Investment Services Corp.05-01-2009
Raymond Hinyuen MarkLPL Financial LLCChase Investment Services Corp.06-05-2009
Nicholas Gerard FronteraEdward JonesChase Investment Services Corp.$5006-15-2009
Mark Andrew PoitrasLPL Financial LLCChase Investment Services Corp.$5006-30-2009
Phillip Wallis GunterFarmers Financial Solutions, LLCChase Investment Services Corp.06-30-2009
Mark Tilden NewmanMorgan StanleyChase Investment Services Corp.$15007-06-2009
Henry ZabarskyLPL Financial LLCChase Investment Services Corp.$15007-13-2009
John Jerald FridayEdward JonesChase Investment Services Corp.$2507-20-2009
Monte Dillard WilderState Farm VP Management Corp.Chase Investment Services Corp.07-20-2009
Kristie Lynn GarzaKey Investment Services LLCChase Investment Services Corp.07-27-2009
William Joseph BlancoEquity Services, Inc.Chase Investment Services Corp.07-31-2009
Darlene Flores SwatikUnionBanc Investment Services, LLCChase Investment Services Corp.08-03-2009
Magdalena Justyna GeorgopoulosLPL Financial LLCChase Investment Services Corp.08-03-2009
Jason Todd RizzoFifth Third Securities, Inc.Chase Investment Services Corp.08-03-2009
Christopher Lee SommerLPL Financial LLCChase Investment Services Corp.08-10-2009
Eric Joseph WinklerMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.08-17-2009
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Showing 1 to 25 of 440 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.