Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brian K GreggAmcore Investment Services, IncChase Investment Services Corp.01-06-2009
Amanda Wells SchmutteU.S. Bancorp Investments, Inc.Chase Investment Services Corp.01-07-2009
Jacob Edward RosellState Farm VP Management Corp.Chase Investment Services Corp.01-07-2009
Ronald Joseph KellyHSBC Securities (USA) Inc.Chase Investment Services Corp.01-09-2009
Daniel Timothy LombardiMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.01-21-2009
Sal Russell PalatiereVALIC Financial Advisors, Inc.Chase Investment Services Corp.01-21-2009
Anthony Della VecchiaHSBC Securities (USA) Inc.Chase Investment Services Corp.02-02-2009
Mary Elizabeth BushAmeriprise Financial Services, Inc.Chase Investment Services Corp.$102-04-2009
Michael C FordKey Investment Services LLCChase Investment Services Corp.02-04-2009
Jeffrey David MucciaroneKey Investment Services LLCChase Investment Services Corp.02-17-2009
Karen RiveraCitigroup Global Markets Inc.Chase Investment Services Corp.02-17-2009
Jorge A RomanSWBC Investment Services, LLCChase Investment Services Corp.02-24-2009
Adrienne LeeWells Fargo Clearing Services, LLCChase Investment Services Corp.02-27-2009
Fidel ReyesNatcity Investments, Inc.Chase Investment Services Corp.03-04-2009
Neil Scott LindemannKey Investment Services LLCChase Investment Services Corp.03-06-2009
Amy Marie LincolnFifth Third Securities, Inc.Chase Investment Services Corp.$15003-10-2009
Chelsie Brenneman GibsonINVEST Financial CorporationChase Investment Services Corp.03-11-2009
Gwendolyn Ginell ShawCountry Capital Management CompanyChase Investment Services Corp.$103-11-2009
Dustin Mathew KoehlerEdward JonesChase Investment Services Corp.03-16-2009
Michael J RogersFifth Third Securities, Inc.Chase Investment Services Corp.03-17-2009
Matthew Kenneth WilkesNatcity Investments, Inc.Chase Investment Services Corp.03-19-2009
James Warren Nicolaidis Jr.Citigroup Global Markets Inc.Chase Investment Services Corp.$5003-20-2009
Brandon S WilliamsonFifth Third Securities, Inc.Chase Investment Services Corp.03-24-2009
Linda J ChristyKey Investment Services LLCChase Investment Services Corp.03-24-2009
Vijay Marcian DilletThe Huntington Investment CompanyChase Investment Services Corp.03-24-2009
Next Page »

Showing 1 to 25 of 1,534 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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