Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Amanda Wells SchmutteU.S. Bancorp Investments, Inc.Chase Investment Services Corp.01-07-2009
Raheel HussainNYLIFE Securities LLCChase Investment Services Corp.01-07-2009
Jacob Edward RosellState Farm VP Management Corp.Chase Investment Services Corp.01-07-2009
Ronald Joseph KellyHSBC Securities (USA) Inc.Chase Investment Services Corp.01-09-2009
Sal Russell PalatiereVALIC Financial Advisors, Inc.Chase Investment Services Corp.01-21-2009
Daniel Timothy LombardiMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.01-21-2009
Connette La Shawn LongFifth Third Securities, Inc.Chase Investment Services Corp.01-22-2009
Jeanine Marie RoundsAssociated Investment Services, Inc.Chase Investment Services Corp.01-27-2009
Anthony Della VecchiaHSBC Securities (USA) Inc.Chase Investment Services Corp.02-02-2009
Michael C. FordKey Investment Services LLCChase Investment Services Corp.02-04-2009
Mary Elizabeth BushAmeriprise Financial Services, LLCChase Investment Services Corp.$2502-04-2009
Dennis AliceaChase Investment Services Corp.Chase Investment Services Corp.02-06-2009
Assaf SamuelChase Investment Services Corp.Chase Investment Services Corp.02-16-2009
Jeffrey David MucciaroneKey Investment Services LLCChase Investment Services Corp.02-17-2009
Karen RiveraCitigroup Global Markets Inc.Chase Investment Services Corp.02-17-2009
Laura Denise YoungMorgan Keegan & Company, Inc.Chase Investment Services Corp.02-19-2009
Jorge Alberto RomanSWBC Investment Services, LLCChase Investment Services Corp.02-24-2009
Adrienne LeeWells Fargo Clearing Services, LLCChase Investment Services Corp.$2502-27-2009
Fidel ReyesNatcity Investments, Inc.Chase Investment Services Corp.03-04-2009
Neil Scott LindemannKey Investment Services LLCChase Investment Services Corp.03-06-2009
Amy Marie LincolnFifth Third Securities, Inc.Chase Investment Services Corp.03-10-2009
Chelsie Brenneman GibsonINVEST Financial CorporationChase Investment Services Corp.03-11-2009
Gwendolyn Ginell ShawCountry Capital Management CompanyChase Investment Services Corp.03-11-2009
Dustin M. KoehlerEdward JonesChase Investment Services Corp.03-16-2009
Michael J RogersFifth Third Securities, Inc.Chase Investment Services Corp.$1003-17-2009
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Showing 1 to 25 of 1,644 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.