Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Vishal Prashant BhutaMorgan StanleyChase Investment Services Corp.04-01-2013
Mila Ann CalunodUnionBanc Investment Services, LLCChase Investment Services Corp.03-08-2013
Craig Stephen FolkSantander Securities LLCChase Investment Services Corp.01-25-2013
Alka KatyalPeople's Securities, Inc.Chase Investment Services Corp.01-23-2013
Yvette Gutierrez CarrascoWells Fargo Clearing Services, LLCChase Investment Services Corp.01-23-2013
Frank James FranklinON Investment Management CoChase Investment Services Corp.01-07-2013
Henry Alberto GorisSantander Securities LLCChase Investment Services Corp.12-10-2012
Lavincent Emil WrenBBVA Compass Investment Solutions, Inc.Chase Investment Services Corp.12-10-2012
Monica E HugleBBVA Compass Investment Solutions, Inc.Chase Investment Services Corp.12-10-2012
Jay Julius Peitsch IIAllied Beacon Partners, Inc.Chase Investment Services Corp.12-01-2012
William Cain StrangesAmeriprise Financial Services, Inc.Chase Investment Services Corp.11-28-2012
Victoria Andrea GriffinBBVA Compass Investment Solutions, Inc.Chase Investment Services Corp.11-21-2012
Paula Milena CabezasHSBC Securities (USA) Inc.Chase Investment Services Corp.11-15-2012
Jose Omar MartinezBBVA Compass Investment Solutions, Inc.Chase Investment Services Corp.11-07-2012
Christopher Ryan HoskingPNC InvestmentsChase Investment Services Corp.11-05-2012
Dawn M HoffmeyerThe Huntington Investment CompanyChase Investment Services Corp.10-30-2012
Jean-Pierre KoukoudianThe Huntington Investment CompanyChase Investment Services Corp.10-30-2012
Kelly Ann EricksonLPL Financial LLCChase Investment Services Corp.10-22-2012
Kevin E. CurrierKey Investment Services LLCChase Investment Services Corp.10-18-2012
Laura Angelica RiveraBBVA Compass Investment Solutions, Inc.Chase Investment Services Corp.10-15-2012
Peter Knudsen Oleson Jr.LaSalle St. Securities, LLCChase Investment Services Corp.10-11-2012
Angela Meagan SmithLPL Financial LLCChase Investment Services Corp.10-10-2012
Ashley E. MillerBBVA Compass Investment Solutions, Inc.Chase Investment Services Corp.10-10-2012
Michael Trevino HesterWells Fargo Clearing Services, LLCChase Investment Services Corp.10-09-2012
Vu Nguyen TranWells Fargo Clearing Services, LLCChase Investment Services Corp.10-09-2012
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Showing 1 to 25 of 1,534 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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