Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Whitney L TurnbullCitigroup Global Markets Inc.Chase Investment Services Corp.09-20-2012
Soo Y. KimCitigroup Global Markets Inc.Chase Investment Services Corp.09-17-2012
Karen J McquainCitigroup Global Markets Inc.Chase Investment Services Corp.08-31-2012
Sergiy Sergeevich MizevychCitigroup Global Markets Inc.Chase Investment Services Corp.08-23-2012
Ali Hanny AbdallahCitigroup Global Markets Inc.Chase Investment Services Corp.08-06-2012
Antonio Yiu Wong ChanCitigroup Global Markets Inc.Chase Investment Services Corp.06-18-2012
Dario OroscoCitigroup Global Markets Inc.Chase Investment Services Corp.06-11-2012
Erik D YakerCitigroup Global Markets Inc.Chase Investment Services Corp.05-22-2012
Erik James JueCitigroup Global Markets Inc.Chase Investment Services Corp.05-15-2012
Nadav LancryCitigroup Global Markets Inc.Chase Investment Services Corp.05-14-2012
Brian Joseph SchermanCitigroup Global Markets Inc.Chase Investment Services Corp.04-30-2012
Saumya Ann DanielCitigroup Global Markets Inc.Chase Investment Services Corp.04-30-2012
Andres Isla Rubert IIICitigroup Global Markets Inc.Chase Investment Services Corp.04-09-2012
Kenneth Lee Douglas IrvinCitigroup Global Markets Inc.Chase Investment Services Corp.04-01-2012
Luan Thieu LamCitigroup Global Markets Inc.Chase Investment Services Corp.03-23-2012
Nelson David Morales-BelloCitigroup Global Markets Inc.Chase Investment Services Corp.03-12-2012
Frank Charles Defonte Jr.Citigroup Global Markets Inc.Chase Investment Services Corp.03-02-2012
Christopher E MahonCitigroup Global Markets Inc.Chase Investment Services Corp.02-16-2012
Mike R. LoCitigroup Global Markets Inc.Chase Investment Services Corp.01-30-2012
Amanda M WoodCitigroup Global Markets Inc.Chase Investment Services Corp.01-26-2012
Jun Michael TangCitigroup Global Markets Inc.Chase Investment Services Corp.01-17-2012
Anne N. CorreaCitigroup Global Markets Inc.Chase Investment Services Corp.12-12-2011
Jahar Lal DattaCitigroup Global Markets Inc.Chase Investment Services Corp.12-05-2011
Avi JankelovitsCitigroup Global Markets Inc.Chase Investment Services Corp.11-15-2011
Jeffrey John LesukCitigroup Global Markets Inc.Chase Investment Services Corp.$10010-21-2011
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Showing 1 to 25 of 42 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.