Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kelly Ann EricksonLPL Financial LLCChase Investment Services Corp.10-22-2012
Vera DaikovichLPL Financial LLCChase Investment Services Corp.09-17-2012
Qing Song HuangLPL Financial LLCChase Investment Services Corp.07-03-2012
Konstantinos Panayiotis GregoryLPL Financial LLCChase Investment Services Corp.02-09-2012
Scott Alexander SmithLPL Financial LLCChase Investment Services Corp.09-01-2011
Travis Ryan KnutsonLPL Financial LLCChase Investment Services Corp.07-06-2011
Franz Michael VaiarelloLPL Financial LLCChase Investment Services Corp.$2504-01-2011
Judy Marie MillerLPL Financial LLCChase Investment Services Corp.07-29-2010
Christian Horacio OrtezLPL Financial LLCChase Investment Services Corp.$1003-23-2010
Hoang Tien TranLPL Financial LLCChase Investment Services Corp.03-23-2010
Johnson Minh HoangLPL Financial LLCChase Investment Services Corp.$10003-04-2010
Scott Kevin Jones Jr.LPL Financial LLCChase Investment Services Corp.01-28-2010
Jeffrey Michael WardLPL Financial LLCChase Investment Services Corp.01-28-2010
Darren Scott BloomLPL Financial LLCChase Investment Services Corp.01-19-2010
Rodolfo RamirezLPL Financial LLCChase Investment Services Corp.$5001-14-2010
Jeffrey Daniel ImpeyLPL Financial LLCChase Investment Services Corp.12-14-2009
Jennifer L. BrownLPL Financial LLCChase Investment Services Corp.10-19-2009
William Hohill SongLPL Financial LLCChase Investment Services Corp.10-16-2009
Christopher Lee SommerLPL Financial LLCChase Investment Services Corp.08-10-2009
Roxana Esperanza SolorzanoLPL Financial LLCChase Investment Services Corp.08-07-2009
Magdalena Justyna GeorgopoulosLPL Financial LLCChase Investment Services Corp.08-03-2009
Mark Andrew PoitrasLPL Financial LLCChase Investment Services Corp.06-30-2009

Showing 1 to 22 of 22 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.