Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joseph Dale PollardWells Fargo Clearing Services, LLCChase Investment Services Corp.10-14-2011
William Platt CornettWells Fargo Clearing Services, LLCChase Investment Services Corp.10-14-2011
Peter John UristaquehlWells Fargo Clearing Services, LLCChase Investment Services Corp.09-30-2011
Timothy Alexander KoerperWells Fargo Clearing Services, LLCChase Investment Services Corp.09-30-2011
Jose-Luis Moreno AcevesWells Fargo Clearing Services, LLCChase Investment Services Corp.09-30-2011
David Mark KustraWells Fargo Clearing Services, LLCChase Investment Services Corp.09-21-2011
Jared B. PoullardWells Fargo Clearing Services, LLCChase Investment Services Corp.08-19-2011
Brian Lee RobisonWells Fargo Clearing Services, LLCChase Investment Services Corp.07-15-2011
Geetika Mehrotra GoelWells Fargo Clearing Services, LLCChase Investment Services Corp.07-15-2011
Jo Ann Swatt-CsireWells Fargo Clearing Services, LLCChase Investment Services Corp.07-01-2011
Anne Maureen DebowesWells Fargo Clearing Services, LLCChase Investment Services Corp.07-01-2011
John Kevin McCormack Jr.Wells Fargo Clearing Services, LLCChase Investment Services Corp.$5006-30-2011
Kris JarmannWells Fargo Clearing Services, LLCChase Investment Services Corp.06-09-2011
Visothy Vicky Ong-DyWells Fargo Clearing Services, LLCChase Investment Services Corp.05-31-2011
Roni ArjangraveshWells Fargo Clearing Services, LLCChase Investment Services Corp.04-28-2011
Augustine Ruben AzevedoWells Fargo Clearing Services, LLCChase Investment Services Corp.04-21-2011
John Paul GauthierWells Fargo Clearing Services, LLCChase Investment Services Corp.03-11-2011
Steven Frederick BecherWells Fargo Clearing Services, LLCChase Investment Services Corp.$5003-04-2011
William Gordon TuttleWells Fargo Clearing Services, LLCChase Investment Services Corp.03-02-2011
Jeff Thomas BruunWells Fargo Clearing Services, LLCChase Investment Services Corp.$2503-01-2011
Andrea Hughes PerrymanWells Fargo Clearing Services, LLCChase Investment Services Corp.01-07-2011
Erasmo Salinas Jr.Wells Fargo Clearing Services, LLCChase Investment Services Corp.12-15-2010
Steven Howard SchweitzerWells Fargo Clearing Services, LLCChase Investment Services Corp.12-01-2010
Lili YimWells Fargo Clearing Services, LLCChase Investment Services Corp.11-29-2010
Jack Jun XieWells Fargo Clearing Services, LLCChase Investment Services Corp.11-02-2010
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Showing 26 to 50 of 55 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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