Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Eric L WillisMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.09-21-2012
Timothy Michael McNaneyVanguard Marketing CorporationChase Investment Services Corp.07-23-2012
Salvador PerezPFS Investments Inc.Chase Investment Services Corp.06-08-2012
David A LopezMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.12-19-2011
Renee Jean HruskaWells Fargo Clearing Services, LLCChase Investment Services Corp.$5011-07-2011
James M ReevesNYLIFE Securities LLCChase Investment Services Corp.06-07-2011
Jeff Thomas BruunWells Fargo Clearing Services, LLCChase Investment Services Corp.$2503-01-2011
Alan Dean NickersonThrivent Investment Management Inc.Chase Investment Services Corp.11-02-2010
Kevin Leigh Hansen JrEdward JonesChase Investment Services Corp.10-19-2009

Showing 1 to 9 of 9 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.