Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Paul C BarnettAmeriprise Financial Services, Inc.Chase Investment Services Corp.$50009-04-2012
Mucio Dumit CarlonAmeriprise Financial Services, Inc.Chase Investment Services Corp.01-04-2012
Harley Eric CranswickAmeriprise Financial Services, Inc.Chase Investment Services Corp.$10010-19-2010
Ina Claire FryerBancWest Investment Services, Inc.Chase Investment Services Corp.02-18-2011
Tyrone MeredithBBVA Compass Investment Solutions, Inc.Chase Investment Services Corp.10-28-2011
Carlos J. CoronadoBBVA Compass Investment Solutions, Inc.Chase Investment Services Corp.06-13-2011
Humberto Yee Yee-Flores Jr.BBVA Compass Investment Solutions, Inc.Chase Investment Services Corp.06-01-2011
Marie H. ShepardBBVA Compass Investment Solutions, Inc.Chase Investment Services Corp.05-18-2011
Stephen Bernard GlowackaBBVA Compass Investment Solutions, Inc.Chase Investment Services Corp.04-29-2010
Stephanie Marie MayoralCambridge Investment Research, Inc.Chase Investment Services Corp.01-03-2010
Kelly Gene RichardsCapital Investment Group, Inc.Chase Investment Services Corp.$50011-29-2010
Darren Michael MonroeCetera Financial Specialists LLCChase Investment Services Corp.11-01-2011
Dean William RobinsCountry Capital Management CompanyChase Investment Services Corp.$10002-01-2010
Matthew Ryan NashCountry Capital Management CompanyChase Investment Services Corp.05-28-2009
Dustin M. KoehlerEdward JonesChase Investment Services Corp.03-16-2009
Robert Charles High IIFirst Financial Equity CorporationChase Investment Services Corp.$50004-10-2012
Gary Winston MuderLPL Financial LLCChase Investment Services Corp.03-31-2011
Eric L WillisMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.09-21-2012
Edgar A AcostaMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.$10001-26-2012
David Adrian LopezMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.12-19-2011
Francisco Javier ValenzuelaMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.$50012-01-2010
Dennis W Butner IIMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.05-28-2010
James M. ReevesNYLIFE Securities LLCChase Investment Services Corp.06-07-2011
Jacob Edward RosellState Farm VP Management Corp.Chase Investment Services Corp.01-07-2009
Alan Dean NickersonThrivent Investment Management Inc.Chase Investment Services Corp.11-02-2010
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Showing 1 to 25 of 40 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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