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Advisers on the Move - InvestmentNews

Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q2 2020)

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Eric L WillisMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.09-21-2012
Marly Ann MillerVanguard Marketing CorporationChase Investment Services Corp.09-19-2012
Christina Ann LipariWells Fargo Clearing Services, LLCChase Investment Services Corp.08-01-2012
Timothy Michael McNaneyVanguard Marketing CorporationChase Investment Services Corp.07-23-2012
Thomas M. WaitkusVanguard Marketing CorporationChase Investment Services Corp.06-25-2012
Steven Alan FosterVoya Financial Advisors, Inc.Chase Investment Services Corp.05-30-2012
Edgar A AcostaMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.01-26-2012
Travis R. BloomWells Fargo Clearing Services, LLCChase Investment Services Corp.01-06-2012
Mucio Dumit CarlonAmeriprise Financial Services, LLCChase Investment Services Corp.01-04-2012
David Adrian LopezMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.12-19-2011
Renee Jean HruskaWells Fargo Clearing Services, LLCChase Investment Services Corp.11-07-2011
Darren Michael MonroeCetera Financial Specialists LLCChase Investment Services Corp.11-01-2011
Tyrone MeredithBBVA Compass Investment Solutions, Inc.Chase Investment Services Corp.10-28-2011
Christopher R EvansonWells Fargo Clearing Services, LLCChase Investment Services Corp.10-03-2011
Carlos J. CoronadoBBVA Compass Investment Solutions, Inc.Chase Investment Services Corp.06-13-2011
James M. ReevesNYLIFE Securities LLCChase Investment Services Corp.06-07-2011
Humberto Yee Flores Jr.BBVA Compass Investment Solutions, Inc.Chase Investment Services Corp.06-01-2011
Marie H. ShepardBBVA Compass Investment Solutions, Inc.Chase Investment Services Corp.05-18-2011
Gary Winston MuderLPL Financial LLCChase Investment Services Corp.03-31-2011
Ina Claire FryerBancWest Investment Services, Inc.Chase Investment Services Corp.02-18-2011
John FairfieldWells Fargo Clearing Services, LLCChase Investment Services Corp.12-01-2010
Kelly Gene RichardsCapital Investment Group, Inc.Chase Investment Services Corp.11-29-2010
Alan Dean NickersonThrivent Investment Management Inc.Chase Investment Services Corp.11-02-2010
Dennis W Butner IIMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.05-28-2010
Stephen Bernard GlowackaBBVA Compass Investment Solutions, Inc.Chase Investment Services Corp.04-29-2010
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Showing 1 to 25 of 44 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.