Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Thomas Howard ArthurA.G.P. / Alliance Global PartnersChase Investment Services Corp.03-19-2010
Christopher RomeroBancWest Investment Services, Inc.Chase Investment Services Corp.02-22-2011
Erik James JueCitigroup Global Markets Inc.Chase Investment Services Corp.05-15-2012
Mike R. LoCitigroup Global Markets Inc.Chase Investment Services Corp.01-30-2012
James Ro MillerCitigroup Global Markets Inc.Chase Investment Services Corp.06-08-2011
Jimmy Ernesto TorresCity National Securities, Inc.Chase Investment Services Corp.09-04-2012
Vincent TropeaCity National Securities, Inc.Chase Investment Services Corp.04-15-2010
Marco Antonio OrozcoCUNA Brokerage Services, Inc.Chase Investment Services Corp.03-16-2012
Rahil MachiwallaCUSO Financial Services, L.P.Chase Investment Services Corp.05-01-2012
Ryan W. McCrayEdward JonesChase Investment Services Corp.05-31-2012
Terrence Chris KotsatosEdward JonesChase Investment Services Corp.08-27-2010
James Asher JacksonFSC Securities CorporationChase Investment Services Corp.01-11-2011
Michelle S YehHSBC Securities (USA) Inc.Chase Investment Services Corp.09-06-2011
Sahar BabakniaIDB Capital Corp.Chase Investment Services Corp.03-07-2011
Jim Micheal McElravyIndependent Financial Group, LLCChase Investment Services Corp.07-22-2010
Zachary Raymond GinsburgJ.P. Morgan Securities LLCChase Investment Services Corp.$20010-01-2012
Jeffrey Michael LoventhalJ.P. Morgan Securities LLCChase Investment Services Corp.$15010-01-2012
Franklin Matthew AnselmiJ.P. Morgan Securities LLCChase Investment Services Corp.$15010-01-2012
Jerrad Dewey FormanJ.P. Morgan Securities LLCChase Investment Services Corp.$10010-01-2012
Timothy Scott Davis ClineJ.P. Morgan Securities LLCChase Investment Services Corp.$10010-01-2012
Benjamin William GoldhammerJ.P. Morgan Securities LLCChase Investment Services Corp.$10010-01-2012
Charity J. SchulzJ.P. Morgan Securities LLCChase Investment Services Corp.$10010-01-2012
Ryan V. LeibyJ.P. Morgan Securities LLCChase Investment Services Corp.$5010-01-2012
Christopher Patrick KellyJ.P. Morgan Securities LLCChase Investment Services Corp.$5010-01-2012
Maria M. SmithJ.P. Morgan Securities LLCChase Investment Services Corp.$5010-01-2012
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Showing 1 to 25 of 476 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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