Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Curtis F WrightChase Investment Services Corp.Chase Investment Services Corp.08-17-2012
William Cavin Holcomb Sr.BBVA Compass Investment Solutions, Inc.Chase Investment Services Corp.06-18-2012
Jacob T PuzioWells Fargo Clearing Services, LLCChase Investment Services Corp.06-15-2012
Michael D. RosenthalWells Fargo Clearing Services, LLCChase Investment Services Corp.06-01-2012
James Darby BarrettWells Fargo Clearing Services, LLCChase Investment Services Corp.05-25-2012
Jacob William LacyWells Fargo Clearing Services, LLCChase Investment Services Corp.04-10-2012
Clayton Ernest KrickbaumMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.03-16-2012
Christopher Keely PicardiKey Investment Services LLCChase Investment Services Corp.12-14-2011
Michael D N ParkinKey Investment Services LLCChase Investment Services Corp.11-01-2011
Isaiah Charles Moses GuerreroBBVA Compass Investment Solutions, Inc.Chase Investment Services Corp.10-25-2011
John Michael SchulerColorado Financial Service CorporationChase Investment Services Corp.10-12-2011
Adam Jansen FowlerU.S. Bancorp Investments, Inc.Chase Investment Services Corp.10-06-2011
Wayne Timothy RoysU.S. Bancorp Investments, Inc.Chase Investment Services Corp.$1008-02-2011
Jeffrey N. McWhorterU.S. Bancorp Investments, Inc.Chase Investment Services Corp.08-02-2011
Eric John EricksonWells Fargo Clearing Services, LLCChase Investment Services Corp.$2507-15-2011
Jonathan Edward SchnaidtKey Investment Services LLCChase Investment Services Corp.$1007-06-2011
Cheryl Lois ScoutWells Fargo Clearing Services, LLCChase Investment Services Corp.03-01-2011
Randy F ByunKey Investment Services LLCChase Investment Services Corp.01-13-2011
Kristin Nicole CossBBVA Compass Investment Solutions, Inc.Chase Investment Services Corp.01-12-2011
Esmeralda SantanaBBVA Compass Investment Solutions, Inc.Chase Investment Services Corp.10-21-2010
Hara Susan LipmanWells Fargo Clearing Services, LLCChase Investment Services Corp.10-01-2010
Tony James WittrockWells Fargo Investments, LLCChase Investment Services Corp.$2509-29-2010
Joshua J WalkerEdward JonesChase Investment Services Corp.$1008-27-2010
Megan W. WongNorthwestern Mutual Investment Services, LLCChase Investment Services Corp.07-01-2010
James Lewis MosleyCountry Capital Management CompanyChase Investment Services Corp.03-03-2010
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.