Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Paula Milena CabezasHSBC Securities (USA) Inc.Chase Investment Services Corp.11-15-2012
Pastor Fuster Jr.Wells Fargo Clearing Services, LLCChase Investment Services Corp.09-21-2012
William McConvillePNC InvestmentsChase Investment Services Corp.$1009-14-2012
Alvaro J. SuarezWells Fargo Clearing Services, LLCChase Investment Services Corp.09-14-2012
Daniel John NowakFidelity Brokerage Services LLCChase Investment Services Corp.$5009-10-2012
Nicholas BarulicMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.08-27-2012
Kevin D. QuesadaWells Fargo Clearing Services, LLCChase Investment Services Corp.08-27-2012
Krystian MorenoAmeriprise Financial Services, LLCChase Investment Services Corp.08-09-2012
Brenda Patricia CatugnoInvestacorp, Inc.Chase Investment Services Corp.$2508-03-2012
Maria T. Sforza-GoodisAXA Advisors, LLCChase Investment Services Corp.08-03-2012
Jordan Michael AlhadeffWells Fargo Clearing Services, LLCChase Investment Services Corp.08-02-2012
Claudia AranibarMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.07-30-2012
Claudia Fiorella KuanChase Investment Services Corp.Chase Investment Services Corp.07-24-2012
Andrew RaskinWells Fargo Clearing Services, LLCChase Investment Services Corp.$1007-19-2012
Jorge Ivan PereiraSunTrust Investment Services, Inc.Chase Investment Services Corp.06-15-2012
Alfredo Daniel VerasteguiHSBC Securities (USA) Inc.Chase Investment Services Corp.06-15-2012
Gustavo Lorenzo MarteloSunTrust Investment Services, Inc.Chase Investment Services Corp.06-12-2012
Jorge O. OrtegaWells Fargo Clearing Services, LLCChase Investment Services Corp.06-07-2012
William Roberts BonatiPNC InvestmentsChase Investment Services Corp.06-01-2012
Richard Alan Desimone Jr.Northwestern Mutual Investment Services, LLCChase Investment Services Corp.05-25-2012
Erik D YakerCitigroup Global Markets Inc.Chase Investment Services Corp.05-22-2012
Mayra AlvarezMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.05-21-2012
Norman Javier SandinoSunTrust Investment Services, Inc.Chase Investment Services Corp.05-16-2012
Erik Charles AlexanderSunTrust Investment Services, Inc.Chase Investment Services Corp.05-15-2012
Lorraine Peters StevensSunTrust Investment Services, Inc.Chase Investment Services Corp.$5005-08-2012
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Showing 1 to 25 of 87 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.