Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Krystian MorenoAmeriprise Financial Services, Inc.Chase Investment Services Corp.08-09-2012
Peter Edward Piccoli IIAmeriprise Financial Services, Inc.Chase Investment Services Corp.$25011-23-2011
Richard Stanislaus RoutieAmeriprise Financial Services, Inc.Chase Investment Services Corp.$25005-20-2011
Michael David BarkerAmeriprise Financial Services, Inc.Chase Investment Services Corp.01-04-2011
Maria Teresa Sforza-GoodisAXA Advisors, LLCChase Investment Services Corp.08-03-2012
Erik D YakerCitigroup Global Markets Inc.Chase Investment Services Corp.05-22-2012
Luis Mauricio FernandezCitigroup Global Markets Inc.Chase Investment Services Corp.07-15-2010
Marcos A BaruffiCitigroup Global Markets Inc.Chase Investment Services Corp.05-01-2010
Heather Elizabeth BuckridgeGirard Securities, Inc.Chase Investment Services Corp.10-18-2011
Paula Milena CabezasHSBC Securities (USA) Inc.Chase Investment Services Corp.11-15-2012
Alfredo Daniel VerasteguiHSBC Securities (USA) Inc.Chase Investment Services Corp.06-15-2012
Robert Douglas AudetIndependent Financial PartnersChase Investment Services Corp.02-18-2011
Brenda Patricia CatugnoInvestacorp, Inc.Chase Investment Services Corp.$25008-03-2012
Warren Marc RockmacherInvestacorp, Inc.Chase Investment Services Corp.$50004-13-2012
Neil Brian GreenbergInvestacorp, Inc.Chase Investment Services Corp.05-11-2009
Rodrigo Dutra CarvalhoItau International Securities Inc.Chase Investment Services Corp.08-12-2010
Perry Franklin CarterKovack Securities Inc.Chase Investment Services Corp.$10010-10-2011
Maurice MartinezLPL Financial LLCChase Investment Services Corp.02-08-2012
Joseph A PalletLPL Financial LLCChase Investment Services Corp.02-16-2011
Samuel IzaguirreLPL Financial LLCChase Investment Services Corp.02-01-2011
Juan Carlos PerezLPL Financial LLCChase Investment Services Corp.10-07-2010
Nicholas BarulicMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.08-27-2012
Claudia AranibarMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.$25007-30-2012
Mayra AlvarezMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.05-21-2012
Jason Nickolas GeislerMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.$10002-21-2012
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.