Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael GoldsteinAddison Clark Wealth Management, LLCChase Investment Services Corp.04-05-2011
Chad Michael McFarlandCFD Investments, Inc.Chase Investment Services Corp.09-01-2009
Bret Louis BrizzolaraCountry Capital Management CompanyChase Investment Services Corp.07-19-2011
Gwendolyn Ginell ShawCountry Capital Management CompanyChase Investment Services Corp.03-11-2009
Robert J. KrygsheldEdward JonesChase Investment Services Corp.04-12-2010
Joshua Robert KubiakEdward JonesChase Investment Services Corp.11-23-2009
Nicholas G. FronteraEdward JonesChase Investment Services Corp.06-15-2009
Luis ChavezFifth Third Securities, Inc.Chase Investment Services Corp.09-27-2012
Jason Alan PerlmanJ.P. Morgan Securities LLCChase Investment Services Corp.$15010-01-2012
Jacques William SimpsonJ.P. Morgan Securities LLCChase Investment Services Corp.$10010-01-2012
Barry Alan KrumwiedeJ.P. Morgan Securities LLCChase Investment Services Corp.$10010-01-2012
Catherine Veronica EvansJ.P. Morgan Securities LLCChase Investment Services Corp.$10010-01-2012
Vito Anthony LaeraJ.P. Morgan Securities LLCChase Investment Services Corp.$10010-01-2012
Michael Roman MadayJ.P. Morgan Securities LLCChase Investment Services Corp.$10010-01-2012
Glen Gerard MikolajczakJ.P. Morgan Securities LLCChase Investment Services Corp.$10010-01-2012
Elias G KontosJ.P. Morgan Securities LLCChase Investment Services Corp.$10010-01-2012
Randol Mitchel PolingJ.P. Morgan Securities LLCChase Investment Services Corp.$5010-01-2012
John Garrett BoyleJ.P. Morgan Securities LLCChase Investment Services Corp.$5010-01-2012
Timothy James MurphyJ.P. Morgan Securities LLCChase Investment Services Corp.$5010-01-2012
William Dennis NorwoodJ.P. Morgan Securities LLCChase Investment Services Corp.$5010-01-2012
Donald Wesley PendletonJ.P. Morgan Securities LLCChase Investment Services Corp.$5010-01-2012
Benjamin Carl AsperJ.P. Morgan Securities LLCChase Investment Services Corp.$5010-01-2012
Mary Nicole DenicoloJ.P. Morgan Securities LLCChase Investment Services Corp.$5010-01-2012
Shane Kenneth KreifelJ.P. Morgan Securities LLCChase Investment Services Corp.$2510-01-2012
Gerald Andrew Semko Jr.J.P. Morgan Securities LLCChase Investment Services Corp.$2510-01-2012
Next Page »

Showing 1 to 25 of 241 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.