Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael GoldsteinAddison Clark Wealth Management, LLCChase Investment Services Corp.04-05-2011
James Andrew HeilgeistAmeriprise Financial Services, LLCChase Investment Services Corp.$2510-14-2011
Michael James MurphyAmeriprise Financial Services, LLCChase Investment Services Corp.02-25-2010
Zoriy ReznikovAssociated Investment Services, Inc.Chase Investment Services Corp.01-18-2011
Najla Hisham ArekatCetera Financial Specialists LLCChase Investment Services Corp.04-25-2012
Kathryn Elaine MendivilCetera Financial Specialists LLCChase Investment Services Corp.$5002-08-2012
Chad Michael McFarlandCFD Investments, Inc.Chase Investment Services Corp.09-01-2009
Frederick Gregory LucasCharles Schwab & Co., Inc.Chase Investment Services Corp.11-22-2011
Thomas J. Nowak Jr.Charles Schwab & Co., Inc.Chase Investment Services Corp.08-08-2011
Larry Eugene HerringChase Investment Services Corp.Chase Investment Services Corp.12-20-2010
Noah KreimontChase Investment Services Corp.Chase Investment Services Corp.06-28-2010
Jolene Ann StantonCitigroup Global Markets Inc.Chase Investment Services Corp.$1002-16-2010
Nelson AlzateCitizens Securities, Inc.Chase Investment Services Corp.08-13-2012
David DesantiagoCountry Capital Management CompanyChase Investment Services Corp.09-15-2011
Bret Louis BrizzolaraCountry Capital Management CompanyChase Investment Services Corp.07-19-2011
Jonathan GonzalezCountry Capital Management CompanyChase Investment Services Corp.02-24-2010
Robert James OgnarCountry Capital Management CompanyChase Investment Services Corp.05-28-2009
Gwendolyn Ginell ShawCountry Capital Management CompanyChase Investment Services Corp.03-11-2009
Charles A. MasseyE*TRADE Securities LLCChase Investment Services Corp.12-01-2011
Ilya Igorevich YeverovichE*TRADE Securities LLCChase Investment Services Corp.06-21-2010
Jackson Hermon Vandiver IVEdward JonesChase Investment Services Corp.02-25-2011
Robert J. KrygsheldEdward JonesChase Investment Services Corp.04-12-2010
Joshua Robert KubiakEdward JonesChase Investment Services Corp.11-23-2009
Nicholas G. FronteraEdward JonesChase Investment Services Corp.06-15-2009
Keith D. WorthingtonFidelity Brokerage Services LLCChase Investment Services Corp.06-04-2012
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.