Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Zachary D LeeJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Victor H. CarrizalJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Neil C. SchimkaJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Dessislava I ToninaJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Frank DifinoJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Marcos C. VasquezJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Patrick M. SheardJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Mary Beth HaverlyJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Magdalena SekscinskiJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Michael Robert BakerJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Vladislav VakherJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Joshua J. SchaferJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
James David RosenJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Mazin HabibJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Timothy R. VelekerJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Ildegardo EsparzaJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Mark Dominic SessaJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Joel Francis GrachanJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Flavius I. SindileJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Joshua Robert AllenJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Cesar GonzalezJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Robert J SiersJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Dimana I. DimitrovaJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Joseph A. LalaJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
John J MullarkeyJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
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Showing 151 to 175 of 241 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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