Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Daniel M Abraham Jr.VALIC Financial Advisors, Inc.Chase Investment Services Corp.05-24-2010
Matthew Michael KeatorRaymond James Financial Services, Inc.Chase Investment Services Corp.04-11-2011
Darren Michael OlivioRaymond James Financial Services, Inc.Chase Investment Services Corp.09-07-2010
Michael Hank MorvantLPL Financial LLCChase Investment Services Corp.02-17-2011
Christopher Garlan WhiteLPL Financial LLCChase Investment Services Corp.09-01-2010
John Ollie Leatherwood IVLPL Financial LLCChase Investment Services Corp.06-01-2010
Brandon Edward WorleyLPL Financial LLCChase Investment Services Corp.04-01-2010
Vincent Francis LauerLPL Financial LLCChase Investment Services Corp.11-24-2009
Tuan Ray LeachLPL Financial LLCChase Investment Services Corp.11-24-2009
Philip Bryan MayeuxLPL Financial LLCChase Investment Services Corp.11-24-2009
Charles Francis Boagni IVLPL Financial LLCChase Investment Services Corp.11-24-2009
Joseph Gerard FalgoustLincoln Financial Advisors CorporationChase Investment Services Corp.05-11-2011
Jason Edward AppeJ.P. Morgan Securities LLCChase Investment Services Corp.$10010-01-2012
Kamran MahmoodJ.P. Morgan Securities LLCChase Investment Services Corp.$10010-01-2012
Paul Numa AvegnoJ.P. Morgan Securities LLCChase Investment Services Corp.$5010-01-2012
Tim P. SpringerJ.P. Morgan Securities LLCChase Investment Services Corp.$5010-01-2012
David Jude DuplantisJ.P. Morgan Securities LLCChase Investment Services Corp.$1010-01-2012
Jeffrey N. JustJ.P. Morgan Securities LLCChase Investment Services Corp.$1010-01-2012
Lance Edwin CabraJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
David Creig StellyJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Stephen Patrick SpratleyJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Kristen Leigh McConvilleJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Bruce Alan BakerJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Annette B. FonsecaJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Michael D. PefferkornJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
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Showing 1 to 25 of 72 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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