Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Frank James FranklinON Investment Management CoChase Investment Services Corp.01-07-2013
Jean-Pierre KoukoudianThe Huntington Investment CompanyChase Investment Services Corp.10-30-2012
Ronny AclucheMorgan StanleyChase Investment Services Corp.10-04-2012
Anthony John TreboldiMorgan StanleyChase Investment Services Corp.$2509-28-2012
Daniel B MaidlowRoyal Alliance Associates, Inc.Chase Investment Services Corp.09-18-2012
Maher D SamhatPNC InvestmentsChase Investment Services Corp.09-12-2012
Melanie Christine DohrmanSigma Financial CorporationChase Investment Services Corp.09-07-2012
Elizabeth Ann BarberINVEST Financial CorporationChase Investment Services Corp.09-04-2012
Jo Ann McgowanPNC InvestmentsChase Investment Services Corp.08-09-2012
Vianna Lynne BurnsFifth Third Securities, Inc.Chase Investment Services Corp.08-06-2012
Jon Carter SaboAmeriprise Financial Services, Inc.Chase Investment Services Corp.$20007-24-2012
Danielle Lee HallidayFifth Third Securities, Inc.Chase Investment Services Corp.06-04-2012
Robin Simone SpencerMorgan StanleyChase Investment Services Corp.06-01-2012
Emily Yon PichKey Investment Services LLCChase Investment Services Corp.05-07-2012
Steven M ReausoVALIC Financial Advisors, Inc.Chase Investment Services Corp.04-09-2012
John P Eagan IIThe Huntington Investment CompanyChase Investment Services Corp.03-27-2012
Stephen Craig KucharskiEssex National Securities, LLCChase Investment Services Corp.03-01-2012
Michael Allen VanoverMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.02-24-2012
Davonne Rechard Powers Sr.The Huntington Investment CompanyChase Investment Services Corp.02-21-2012
Anthony C GroseMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.01-23-2012
Jennifer Dawn PhillipsFifth Third Securities, Inc.Chase Investment Services Corp.01-17-2012
Patrick Joseph DowneyMorgan StanleyChase Investment Services Corp.01-13-2012
Michael Anthony VaughnWells Fargo Clearing Services, LLCChase Investment Services Corp.12-16-2011
Nicole Lee HoagGregory J. Schwartz & Co., Inc.Chase Investment Services Corp.$1,00011-14-2011
Marc Thomas VansolkemaEdward JonesChase Investment Services Corp.$111-04-2011
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Showing 1 to 25 of 77 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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