Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
William Scott RandallJ.P. Morgan Securities LLCChase Investment Services Corp.$5010-01-2012
Thomas Burling Grant Jr.J.P. Morgan Securities LLCChase Investment Services Corp.$5010-01-2012
Scott Kenneth PopeJ.P. Morgan Securities LLCChase Investment Services Corp.$5010-01-2012
Joan Marie StembaughJ.P. Morgan Securities LLCChase Investment Services Corp.$2510-01-2012
Steven Michael NelsonJ.P. Morgan Securities LLCChase Investment Services Corp.$1010-01-2012
Daniel Ronald AndreuzziJ.P. Morgan Securities LLCChase Investment Services Corp.$1010-01-2012
Peter Michael HeynJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Curt Allen GreenJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Dawn Marie KettlewellJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Gahl Mike ReiterJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Donna Sue MoorJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Lance Eric DevriesJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Barbara Helen KlempelJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Jeffrey Alan ProbstJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Sheel Janak DesaiJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Sandra Jean VarneyJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Kevin Findley McMillanJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Joseph Anthony MichaelJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Melissa Lynn MarreroJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Jean Marie JennichesJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Lowell Eileen AlbertJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Monica Lynette HarrisJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Jonathan Edward McClainJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Daniel Joseph SmithJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Mark Edward McCormickJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
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Showing 1 to 25 of 154 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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