Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jon Carter SaboAmeriprise Financial Services, Inc.Chase Investment Services Corp.$20007-24-2012
David Michael BettsAmeriprise Financial Services, Inc.Chase Investment Services Corp.02-04-2011
Timothy James Lyons Jr.Cetera Investment Services LLCChase Investment Services Corp.09-26-2011
Marc Thomas VansolkemaEdward JonesChase Investment Services Corp.$1011-04-2011
Benjamin Edward HoggEdward JonesChase Investment Services Corp.03-07-2011
Jennifer Dawn PhillipsFifth Third Securities, Inc.Chase Investment Services Corp.01-17-2012
Adam R. SlosarFifth Third Securities, Inc.Chase Investment Services Corp.08-01-2011
Todd M HorvathFifth Third Securities, Inc.Chase Investment Services Corp.11-10-2010
Isac R. BushFifth Third Securities, Inc.Chase Investment Services Corp.08-17-2009
Amy Marie LincolnFifth Third Securities, Inc.Chase Investment Services Corp.03-10-2009
Nicole Lee HoagGregory J. Schwartz & Co., Inc.Chase Investment Services Corp.11-14-2011
William Scott RandallJ.P. Morgan Securities LLCChase Investment Services Corp.$5010-01-2012
Thomas Burling Grant Jr.J.P. Morgan Securities LLCChase Investment Services Corp.$5010-01-2012
Scott Kenneth PopeJ.P. Morgan Securities LLCChase Investment Services Corp.$5010-01-2012
Joan Marie StembaughJ.P. Morgan Securities LLCChase Investment Services Corp.$2510-01-2012
Steven Michael NelsonJ.P. Morgan Securities LLCChase Investment Services Corp.$1010-01-2012
Daniel Ronald AndreuzziJ.P. Morgan Securities LLCChase Investment Services Corp.$1010-01-2012
Peter Michael HeynJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Curt Allen GreenJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Dawn Marie KettlewellJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Gahl Mike ReiterJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Donna Sue MoorJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Lance Eric DevriesJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Barbara Helen KlempelJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Jeffrey Alan ProbstJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
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Showing 1 to 25 of 154 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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