Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Amy Marie LincolnFifth Third Securities, Inc.Chase Investment Services Corp.03-10-2009
Monte Dillard WilderState Farm VP Management Corp.Chase Investment Services Corp.07-20-2009
Isac R. BushFifth Third Securities, Inc.Chase Investment Services Corp.08-17-2009
Theresa Ann MouwThe Huntington Investment CompanyChase Investment Services Corp.12-11-2009
Anthony Michael CollicaMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.05-03-2010
Todd M HorvathFifth Third Securities, Inc.Chase Investment Services Corp.11-10-2010
David Michael BettsAmeriprise Financial Services, Inc.Chase Investment Services Corp.02-04-2011
Brent David NewellThe Huntington Investment CompanyChase Investment Services Corp.02-25-2011
Benjamin Edward HoggEdward JonesChase Investment Services Corp.03-07-2011
Eric M. BehrenbrinkerThe Huntington Investment CompanyChase Investment Services Corp.05-19-2011
Erik J. MerchantJ.P. Morgan Securities LLCChase Investment Services Corp.06-02-2011
Adam R. SlosarFifth Third Securities, Inc.Chase Investment Services Corp.08-01-2011
Timothy James Lyons Jr.Cetera Investment Services LLCChase Investment Services Corp.09-26-2011
Marc Thomas VansolkemaEdward JonesChase Investment Services Corp.$1011-04-2011
Nicole Lee HoagGregory J. Schwartz & Co., Inc.Chase Investment Services Corp.11-14-2011
Jennifer Dawn PhillipsFifth Third Securities, Inc.Chase Investment Services Corp.01-17-2012
Anthony C GroseMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.01-23-2012
Vahik RostamlooUBS Financial Services Inc.Chase Investment Services Corp.04-13-2012
Jon Carter SaboAmeriprise Financial Services, Inc.Chase Investment Services Corp.$20007-24-2012
Melanie Christine DohrmanSigma Financial CorporationChase Investment Services Corp.09-07-2012
Anthony John TreboldiMorgan StanleyChase Investment Services Corp.09-28-2012
William Scott RandallJ.P. Morgan Securities LLCChase Investment Services Corp.$5010-01-2012
Thomas Burling Grant Jr.J.P. Morgan Securities LLCChase Investment Services Corp.$5010-01-2012
Scott Kenneth PopeJ.P. Morgan Securities LLCChase Investment Services Corp.$5010-01-2012
Joan Marie StembaughJ.P. Morgan Securities LLCChase Investment Services Corp.$2510-01-2012
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Showing 1 to 25 of 154 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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