Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mark Tilden NewmanMorgan StanleyChase Investment Services Corp.$10007-06-2009
Dave Raphael LallaLPL Financial LLCChase Investment Services Corp.12-11-2009
Thomas Reilly RiordanWells Fargo Clearing Services, LLCChase Investment Services Corp.01-29-2010
Beth Jennifer UlrichMML Investors Services, LLCChase Investment Services Corp.$15005-03-2010
Lucien Emanuel PhilippeWells Fargo Clearing Services, LLCChase Investment Services Corp.$10010-01-2010
Michael LewandoskiCetera Financial Specialists LLCChase Investment Services Corp.$2510-04-2010
Curtis Donald WhiteAmeriprise Financial Services, Inc.Chase Investment Services Corp.11-08-2010
Scott Jeffrey WoodMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.11-29-2010
Steven Howard SchweitzerWells Fargo Clearing Services, LLCChase Investment Services Corp.12-01-2010
Russell Ose Adade RobinsonPNC InvestmentsChase Investment Services Corp.05-02-2011
Jeffrey Michael TernyilaMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.05-23-2011
John Kevin McCormack Jr.Wells Fargo Clearing Services, LLCChase Investment Services Corp.$5006-30-2011
Christine FroleAmeriprise Financial Services, Inc.Chase Investment Services Corp.12-07-2011
Jeffrey Thomas TumminelloJ.P. Morgan Securities LLCChase Investment Services Corp.$15010-01-2012
Marc David MicaliJ.P. Morgan Securities LLCChase Investment Services Corp.$5010-01-2012
Michael Patrick MaherJ.P. Morgan Securities LLCChase Investment Services Corp.$5010-01-2012
John Varghese Cholankeril Jr.J.P. Morgan Securities LLCChase Investment Services Corp.$2510-01-2012
Chris Michael RaimoJ.P. Morgan Securities LLCChase Investment Services Corp.$2510-01-2012
Ryan Eugene BoyleJ.P. Morgan Securities LLCChase Investment Services Corp.$2510-01-2012
David William HoldenJ.P. Morgan Securities LLCChase Investment Services Corp.$2510-01-2012
Jonathan GabrieleJ.P. Morgan Securities LLCChase Investment Services Corp.$2510-01-2012
Elliot J BerensJ.P. Morgan Securities LLCChase Investment Services Corp.$1010-01-2012
Brendan Richard DowdJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Joseph William Johnston Jr.J.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Dane Edward BrownJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
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Showing 1 to 25 of 73 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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