Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mindy Gail MatzaPNC InvestmentsChase Investment Services Corp.04-22-2009
Joaquin ManriquePNC InvestmentsChase Investment Services Corp.04-28-2009
Peter Michael KalinHSBC Securities (USA) Inc.Chase Investment Services Corp.05-13-2009
Mark Tilden NewmanMorgan StanleyChase Investment Services Corp.$10007-06-2009
Joseph VessioPNC InvestmentsChase Investment Services Corp.07-09-2009
Daniel Paul McGovern IIIHSBC Securities (USA) Inc.Chase Investment Services Corp.10-13-2009
Sung Moo Moo ChoWells Fargo Clearing Services, LLCChase Investment Services Corp.11-06-2009
Steve Won ParkPNC InvestmentsChase Investment Services Corp.12-07-2009
Dave Raphael LallaLPL Financial LLCChase Investment Services Corp.12-11-2009
Thomas Reilly RiordanWells Fargo Clearing Services, LLCChase Investment Services Corp.01-29-2010
Kathleen Diane LightPNC InvestmentsChase Investment Services Corp.02-10-2010
Michael Damon ThompsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.02-22-2010
Steven George PerilloWells Fargo Clearing Services, LLCChase Investment Services Corp.04-23-2010
Beth Jennifer UlrichMML Investors Services, LLCChase Investment Services Corp.$15005-03-2010
Marlene Dolores GaughranPNC InvestmentsChase Investment Services Corp.06-14-2010
Omar JuarbeState Farm VP Management Corp.Chase Investment Services Corp.06-21-2010
Ahmet Ali KamilPNC InvestmentsChase Investment Services Corp.07-19-2010
Jeffrey Paul DeeganWells Fargo Clearing Services, LLCChase Investment Services Corp.08-20-2010
Douglas R BraunsdorfMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.08-30-2010
Lucien Emanuel PhilippeWells Fargo Clearing Services, LLCChase Investment Services Corp.$10010-01-2010
Michael LewandoskiCetera Financial Specialists LLCChase Investment Services Corp.$2510-04-2010
Javier Elias LopezWells Fargo Clearing Services, LLCChase Investment Services Corp.10-04-2010
James Rowland LaneCetera Investment Services LLCChase Investment Services Corp.$15010-12-2010
June J. YiPNC InvestmentsChase Investment Services Corp.11-01-2010
Thomas Frances MontemurroE*TRADE Securities LLCChase Investment Services Corp.11-01-2010
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Showing 1 to 25 of 71 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.