Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Craig Stephen FolkSantander Securities LLCChase Investment Services Corp.01-25-2013
Alka KatyalPeople's Securities, Inc.Chase Investment Services Corp.01-23-2013
Victor J MorinoCabot Lodge Securities LLCChase Investment Services Corp.10-03-2012
Miguel GonzalezPrivate Advisor Group, LLCChase Investment Services Corp.09-28-2012
Zhenjiang Allan GuTD Ameritrade Investment Management, LLCChase Investment Services Corp.09-26-2012
Mark IfraimovSantander Securities LLCChase Investment Services Corp.09-19-2012
Haseena HaiderPeople's Securities, Inc.Chase Investment Services Corp.09-18-2012
Keith Miki ZuckerbergCapital One Investment Services LLCChase Investment Services Corp.09-10-2012
Carlos Alicea Jr.Wells Fargo Clearing Services, LLCChase Investment Services Corp.09-05-2012
Sung ShinCapital One Investment Services LLCChase Investment Services Corp.09-04-2012
Yasin B AbbakMorgan StanleyChase Investment Services Corp.08-31-2012
Michael J BorskaCabot Lodge Securities LLCChase Investment Services Corp.08-29-2012
Sergiy Sergeevich MizevychCitigroup Global Markets Inc.Chase Investment Services Corp.08-23-2012
Samuel Frank GalatiotoLifeMark Securities Corp.Chase Investment Services Corp.08-15-2012
David Andre LopezLPL Financial LLCChase Investment Services Corp.08-01-2012
Anthony Joseph DeturrisMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.07-16-2012
Yevgeniy GryazevHSBC Securities (USA) Inc.Chase Investment Services Corp.07-09-2012
Luis A NeelyKey Investment Services LLCChase Investment Services Corp.07-03-2012
Anthony Steven GippettiHSBC Securities (USA) Inc.Chase Investment Services Corp.07-02-2012
Sammy C. ChangMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.07-02-2012
Kenneth I WeinsteinKey Investment Services LLCCHASE INVESTMENT SERVICES CORP.07-01-2012
William Ambrose DipeniceWells Fargo Clearing Services, LLCChase Investment Services Corp.06-26-2012
Raphy De JesusCetera Advisors LLCChase Investment Services Corp.06-25-2012
Joseph C SilinoMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.06-18-2012
Marybeth Elizabeth MartinLPL Financial LLCChase Investment Services Corp.06-13-2012
Next Page »

Showing 1 to 25 of 230 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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