Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brent Mitchell EastwoodCharles Schwab & Co., Inc.Chase Investment Services Corp.08-08-2011
Lisa N BetheaChase Investment Services Corp.Chase Investment Services Corp.08-01-2010
Dax Kirk WestlundE*TRADE Securities LLCChase Investment Services Corp.12-27-2010
Tyler Keith EndsleyFidelity Brokerage Services LLCChase Investment Services Corp.05-31-2011
Mark AllgoodKey Investment Services LLCChase Investment Services Corp.11-11-2011
Justin Ryan RomeroKey Investment Services LLCChase Investment Services Corp.05-05-2011
Maryjose MartinezKey Investment Services LLCChase Investment Services Corp.04-06-2011
Christopher Taylor ShibleyMorgan StanleyChase Investment Services Corp.$1006-05-2012
Heather A. FlanneryRaymond James Financial Services, Inc.Chase Investment Services Corp.11-17-2011
Eddie Ray SnowRaymond James Financial Services, Inc.Chase Investment Services Corp.08-04-2010
Tyrel TaitU.S. Bancorp Investments, Inc.Chase Investment Services Corp.05-07-2010

Showing 1 to 11 of 11 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.