Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Meisha GriffithAmeriprise FinancialCitigroup$10910-25-2017
Peter ZagrobelnyLPL FinancialCitigroup$9308-14-2017
Michael GermanoRaymond JamesCitigroup$10003-16-2017
Alejandro Triana, Christopher Murrle, Carlos SaitcevskyWells Fargo AdvisorsCitigroup$60009-30-2016
Eddie Carreno, Miguelina CorripioMorgan Stanley Wealth ManagementCitigroup$17509-23-2016
William Goettert, John EntenbergMorgan Stanley Wealth ManagementCitigroup$108-14-2015
John M. GregoryProspera Financial ServicesCitigroup$5004-13-2015
Chris FlanaganProspera Financial ServicesCitigroup$10004-08-2015
Mario FrattoBank of America Merrill LynchCitigroup$15312-04-2014
Charles WalkerDeutsche BankCitigroup11-10-2014
Heather KirbyDeutsche BankCitigroup11-10-2014
Ken Belter, Will SchafflerRobert W. Baird & Co.Citigroup$13010-11-2012
Bryce BordwellWells Fargo AdvisorsCitigroup$10005-16-2012
Jose Fernandez, Juan AlemanBank of America Merrill LynchCitigroup$26003-14-2012
Tom McGuirkHightower AdvisorsCitigroup$20009-24-2010
Jon BowlesSummit Brokerage ServicesCitigroup$3502-18-2010
Winston ChungSummit Brokerage ServicesCitigroup$4511-18-2009

Showing 1 to 17 of 17 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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