Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Eric John AckermanInfinex Investments, Inc.Citigroup Global Markets Inc.05-01-2019
Sean Lee CableH. Beck, Inc.Citigroup Global Markets Inc.$5004-24-2019
Sofia E. KostopoulosWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$5004-24-2019
Christopher Richard DayJ.P. Morgan Securities LLCCitigroup Global Markets Inc.$104-17-2019
Jakob Daniel FriesLPL Financial LLCCitigroup Global Markets Inc.03-15-2019
Kamal Asad MalhisAmeriprise Financial Services, Inc.Citigroup Global Markets Inc.$15003-14-2019
Sarkis LandhorianJ.P. Morgan Securities LLCCitigroup Global Markets Inc.$103-06-2019
Jaime Luis DiazCetera Investment Services LLCCitigroup Global Markets Inc.02-26-2019
James M FoxTD Ameritrade Investment Management, LLCCitigroup Global Markets Inc.02-13-2019
William Scott FreedmanUnionBanc Investment Services, LLCCitigroup Global Markets Inc.02-07-2019
Jonathan Barnette LeisKestra Investment Services, LLCCitigroup Global Markets Inc.01-18-2019
Noah MinkKey Investment Services LLCCitigroup Global Markets Inc.12-17-2018
Denise Julius ZumbrunThurston Springer FinancialCitigroup Global Markets Inc.11-30-2018
Garrett P MorganEdward JonesCitigroup Global Markets Inc.11-16-2018
Jesus Vega RojasMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.10-30-2018
Kenneth DiazEdward JonesCitigroup Global Markets Inc.10-22-2018
Patrick James ErricoMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.10-19-2018
Martha Ivette RodriguezMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.10-05-2018
Nicholas Paul HaganJ.P. Morgan Securities LLCCitigroup Global Markets Inc.09-25-2018
Robert David LoebChelsea Financial ServicesCitigroup Global Markets Inc.09-14-2018
Zichang LiuJ.P. Morgan Securities LLCCitigroup Global Markets Inc.09-10-2018
Joseph L KaramWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$10008-23-2018
Michael Conrad SchneiderMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.07-27-2018
David Louis Annanders IIWaddell & ReedCitigroup Global Markets Inc.06-25-2018
Lionel Jesus MorataSantander Securities LLCCitigroup Global Markets Inc.06-08-2018
Next Page »

Showing 1 to 25 of 2,274 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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