Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Bryan Eric AbdelnoorMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.09-18-2020
John David LewisPrivate Client Services, LLCCitigroup Global Markets Inc.09-14-2020
Nancy ChangMML Investors Services, LLCCitigroup Global Markets Inc.09-10-2020
Diaa AskandafiHSBC Securities (USA) Inc.Citigroup Global Markets Inc.09-04-2020
Tammy Pamela CarrenoWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.09-03-2020
Hector Luis GonzalezRaymond James & Associates, Inc.Citigroup Global Markets Inc.09-02-2020
Ilan TsapovskiLPL Financial LLCCitigroup Global Markets Inc.08-17-2020
Lee Michael SheimanWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.08-07-2020
Larry GaoHSBC Securities (USA) Inc.Citigroup Global Markets Inc.08-06-2020
Andres J PimentelKovack Securities Inc.Citigroup Global Markets Inc.$10007-31-2020
Robert Mark AmbrusAmeriprise Financial Services, LLCCitigroup Global Markets Inc.$15007-30-2020
Deidre Mae FernaldLincoln InvestmentCitigroup Global Markets Inc.$2507-21-2020
Noah Samuel DreyfussDreyfuss Wealth Management LLCCitigroup Global Markets Inc.07-21-2020
Christopher M DateFidelity Brokerage Services LLCCitigroup Global Markets Inc.07-20-2020
Frank Edward CarpentiereMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.07-06-2020
David Rich HallWoodstock Wealth Management, Inc.Citigroup Global Markets Inc.$15006-08-2020
Peter Elias VelissariosWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$2505-20-2020
Corey Xing Kong PangMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.05-13-2020
Marlen KatzWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$5005-06-2020
Anna V CarreraLPL Financial LLCCitigroup Global Markets Inc.04-28-2020
Vega Singlan HuenWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.04-17-2020
Matthew PetersonPrime Capital Investment Advisors, LLCCitigroup Global Markets Inc.04-15-2020
Mark Simon DirouAmerant Investments, Inc.Citigroup Global Markets Inc.04-13-2020
Brendan Patrick ByrneCetera Advisors LLCCitigroup Global Markets Inc.04-03-2020
Christopher VasquezMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.04-03-2020
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Showing 1 to 25 of 1,476 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.