Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Vega Singlan HuenWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.04-17-2020
Matthew PetersonPrime Capital Investment Advisors, LLCCitigroup Global Markets Inc.04-15-2020
Mark S. DirouAmerant Investments, Inc.Citigroup Global Markets Inc.04-13-2020
Brendan Patrick ByrneCetera Advisors LLCCitigroup Global Markets Inc.$10004-03-2020
Christopher Raphael VasquezMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.04-03-2020
Garen GevorgyanMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.03-20-2020
Bryan M. TrejoTD Ameritrade Investment Management, LLCCitigroup Global Markets Inc.03-19-2020
Aneesh PaulMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$2502-25-2020
Scott Thomas YeeSecurities America, Inc.Citigroup Global Markets Inc.02-21-2020
Pamela Morotti FinewoodWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$2502-12-2020
Sean Kevin OdonnellMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.02-07-2020
Owen Howard WatsteinWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.02-07-2020
Leslie Michaela BavaroAmerant Investments, Inc.Citigroup Global Markets Inc.01-28-2020
Michael Henry ByardHeritage Wealth Management Group, LtdCitigroup Global Markets Inc.$2501-28-2020
Umair ZamanNYLIFE Securities LLCCitigroup Global Markets Inc.01-24-2020
Rupinder KaurH. Beck, Inc.Citigroup Global Markets Inc.01-02-2020
Nancy Leigh McManusAmeriprise Financial Services, LLCCitigroup Global Markets Inc.12-23-2019
Edward Rodney GibsonWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.12-18-2019
Christopher Walter EblePruco Securities, LLC.Citigroup Global Markets Inc.12-16-2019
Christina Marie O'NeillWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$2512-12-2019
David A CarboneMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.11-22-2019
Sohail NajiMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.11-20-2019
Anamelina Rios PerezRaymond James & Associates, Inc.Citigroup Global Markets Inc.11-19-2019
Jonathan E LevittAXA Advisors, LLCCitigroup Global Markets Inc.10-31-2019
Farooq ImamComerica SecuritiesCitigroup Global Markets Inc.10-29-2019
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Showing 1 to 25 of 2,796 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.