Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Meisha GriffithAmeriprise Financial Services, LLCCitigroup Global Markets Inc.$10910-25-2017
Peter ZagrobelnyLPL Financial LLCCitigroup Global Markets Inc.$9308-14-2017
John M GregoryProspera Financial Services, Inc.Citigroup Global Markets Inc.$5004-13-2015
Chris FlanaganProspera Financial Services, Inc.Citigroup Global Markets Inc.$10004-08-2015
Jon BowlesSummit Brokerage Services, Inc.Citigroup Global Markets Inc.$3502-18-2010
Winston ChungSummit Brokerage Services, Inc.Citigroup Global Markets Inc.$4511-18-2009
Charles WalkerDeutsche Bank Securities Inc.Citigroup Global Markets Inc.11-10-2014
Heather KirbyDeutsche Bank Securities Inc.Citigroup Global Markets Inc.11-10-2014
Ken Belter Will SchafflerRobert W. Baird & Co. IncorporatedCitigroup Global Markets Inc.$13010-11-2012
Tom McGuirkHighTower Advisors, LLCCitigroup Global Markets Inc.$20009-24-2010
Alejandro Triana Christopher Murrle Carlos SaitcevskyWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$60009-30-2016
Eddie Carreno Miguelina CorripioMorgan StanleyCitigroup Global Markets Inc.$17509-23-2016
William Goettert John EntenbergMorgan StanleyCitigroup Global Markets Inc.$1,00008-14-2015
Mario FrattoMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$15312-04-2014
Bryce BordwellWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$10005-16-2012
Jose Fernandez Juan AlemanMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$26003-14-2012
Michael GermanoRaymond JamesCitigroup Global Markets Inc.$10003-16-2017
Bryan Eric AbdelnoorMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.09-18-2020
John David LewisPrivate Client Services, LLCCitigroup Global Markets Inc.09-14-2020
Nancy ChangMML Investors Services, LLCCitigroup Global Markets Inc.09-10-2020
Diaa AskandafiHSBC Securities (USA) Inc.Citigroup Global Markets Inc.09-04-2020
Tammy Pamela CarrenoWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.09-03-2020
Hector Luis GonzalezRaymond James & Associates, Inc.Citigroup Global Markets Inc.09-02-2020
Ilan TsapovskiLPL Financial LLCCitigroup Global Markets Inc.08-17-2020
Lee Michael SheimanWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.08-07-2020
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Showing 1 to 25 of 1,476 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.