Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeffrey Sherburne AdamsAdams Ashby Financial AdvisorsCitigroup Global Markets Inc.04-07-2009
Arthur Leo Coleman IIIAdvanced Equities, Inc.Citigroup Global Markets Inc.12-21-2009
FRANCIS XAVIER SCHIAVETTIAegis Capital Corp.Citigroup Global Markets Inc.03-04-2016
Daniel Scott SchonbergAllied Beacon Partners, Inc.Citigroup Global Markets Inc.05-06-2010
Krzysztof ZagrobaAllied Millennial Partners, LLCCitigroup Global Markets Inc.04-01-2015
Lynda ChervilAllstate Financial Services, LLCCitigroup Global Markets Inc.02-07-2013
Darren Randall SetAllstate Financial Services, LLCCitigroup Global Markets Inc.11-15-2010
Thomas Cullen JudgeAmerican Capital Partners, LLCCitigroup Global Markets Inc.$101-10-2011
Michael Edward FluggerAmeriprise Advisor Services, Inc.Citigroup Global Markets Inc.05-01-2009
Stanford Davis TappanAmeriprise Advisor Services, Inc.Citigroup Global Markets Inc.03-27-2009
Leonard Gregory StoverAmeriprise Advisor Services, Inc.Citigroup Global Markets Inc.03-13-2009
Louis Robert Kessler IIIAmeriprise Advisor Services, Inc.Citigroup Global Markets Inc.03-13-2009
Woodrow Geiger Senn Jr.Ameriprise Advisor Services, Inc.Citigroup Global Markets Inc.03-13-2009
Donald M WeissAmeriprise Advisor Services, Inc.Citigroup Global Markets Inc.03-06-2009
Randy T SiegelAMERIPRISE ADVISOR SERVICES, INC.Citigroup Global Markets Inc.03-05-2009
Richard Keith PottsAmeriprise Advisor Services, Inc.Citigroup Global Markets Inc.02-27-2009
Valerie L GuerrieriAmeriprise Advisor Services, Inc.Citigroup Global Markets Inc.02-27-2009
Jeffrey Scott DykemaAmeriprise Advisor Services, Inc.Citigroup Global Markets Inc.02-20-2009
Kamal Asad MalhisAmeriprise Financial Services, Inc.Citigroup Global Markets Inc.$15003-14-2019
Peter Andrew HorowitzAmeriprise Financial Services, Inc.Citigroup Global Markets Inc.$15005-24-2018
Meisha Dyane GriffithAmeriprise Financial Services, Inc.Citigroup Global Markets Inc.10-25-2017
Daniel Lewis HohenbergAmeriprise Financial Services, Inc.Citigroup Global Markets Inc.$5003-06-2014
Gregory John JackeyAmeriprise Financial Services, Inc.Citigroup Global Markets Inc.07-01-2011
Paul Joseph DonatoAmeriprise Financial Services, Inc.Citigroup Global Markets Inc.03-11-2011
Vincent A MennitiAmeriprise Financial Services, Inc.Citigroup Global Markets Inc.10-01-2010
Next Page »

Showing 1 to 25 of 2,274 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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