Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Randall Scott CovingtonSecurities America, Inc.Citigroup Global Markets Inc.01-01-2009
Elizabeth Katherine LottMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.01-01-2009
S. A ReevesUBS Financial Services Inc.Citigroup Global Markets Inc.01-01-2009
Philip James TullgrenLPL Financial LLCCitigroup Global Markets Inc.01-02-2009
Jill Stallings GutreuterJ.J.B. Hilliard, W.L. Lyons, LLCCitigroup Global Markets Inc.$5001-02-2009
Robert A KravetzBrighton Securities Corp.Citigroup Global Markets Inc.01-02-2009
Edward Linn Heartfield Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.01-02-2009
Matthew Scott TashjianMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$2501-02-2009
Karen Melissa TransierMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.01-02-2009
Christopher Wilkinson GreenMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.01-02-2009
Vincent Nicholas MartinoMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.01-02-2009
Dain Noel KirkpatrickMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.01-02-2009
Lester Allen Brunker Jr.UBS Financial Services Inc.Citigroup Global Markets Inc.01-02-2009
Ali Sina MandalinciUBS Financial Services Inc.Citigroup Global Markets Inc.$15001-02-2009
Andrew Robert FuhrmanWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$10001-02-2009
Dominick Phillip BonannoWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$10001-02-2009
Russell Turner HenshawWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$1001-02-2009
Mario Antonio SolorzanoCredit Suisse Securities (USA) LLCCitigroup Global Markets Inc.01-05-2009
William Carson SpencerStanford Group CompanyCitigroup Global Markets Inc.01-05-2009
Gary Scott JeffersonUBS Financial Services Inc.Citigroup Global Markets Inc.$10001-05-2009
Nikolas Scott JeffersonUBS Financial Services Inc.Citigroup Global Markets Inc.01-05-2009
James Bernard SimonWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.01-05-2009
Bruce Howard EisenbergWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$10001-05-2009
Neal Oris HaalandMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$2501-06-2009
Kevin Ray ShepardMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.01-06-2009
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Showing 1 to 25 of 2,790 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.