Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrew Robert FuhrmanWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$1,00001-02-2009
Lester Allen Brunker JrUBS Financial Services Inc.Citigroup Global Markets Inc.$7001-02-2009
Matthew Scott TashjianMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$15001-02-2009
Dominick Phillip BonannoWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$1,00001-02-2009
Karen Melissa TransierMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.01-02-2009
Giselle R NeuMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.01-02-2009
Christopher Wilkinson GreenMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$5001-02-2009
Robert A KravetzBrighton Securities Corp.Citigroup Global Markets Inc.$10001-02-2009
Gary Scott JeffersonUBS Financial Services Inc.Citigroup Global Markets Inc.$10001-05-2009
Bruce Howard EisenbergWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.01-05-2009
Neal Oris HaalandMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$6401-06-2009
Kevin Ray Shepard MrMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.01-06-2009
Prem B BajajMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$10001-06-2009
Melvin FinkelsteinJanney Montgomery Scott LLCCitigroup Global Markets Inc.$10001-07-2009
Jason Sophocles SymondUBS Financial Services Inc.Citigroup Global Markets Inc.$5001-07-2009
Richard Dale HornUBS Financial Services Inc.Citigroup Global Markets Inc.$10001-07-2009
Lawrence Preston RudermanWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$25001-08-2009
Michael Robert FrostUBS Financial Services Inc.Citigroup Global Markets Inc.01-08-2009
Susan Diane DubowRBC Capital Markets, LLCCitigroup Global Markets Inc.$3301-08-2009
Jon Mark VilmarMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$5001-08-2009
Kevin Michael BroderickOppenheimer & Co. Inc.Citigroup Global Markets Inc.$10001-08-2009
Jeffrey David PiepgrasMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.01-08-2009
Peter Mitchell JuraszMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$10001-08-2009
Troy Von Von NarumGardner Financial Services, Inc.Citigroup Global Markets Inc.01-08-2009
Bradley S Stephen SalerUBS Financial Services Inc.Citigroup Global Markets Inc.$15001-08-2009
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Showing 1 to 25 of 1,476 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.