Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Elizabeth Katherine LottMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.01-01-2009
Randall Scott CovingtonSecurities America, Inc.Citigroup Global Markets Inc.01-01-2009
S. A ReevesUBS Financial Services Inc.Citigroup Global Markets Inc.01-01-2009
Ali Sina MandalinciUBS Financial Services Inc.Citigroup Global Markets Inc.01-02-2009
Andrew Robert FuhrmanWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$1,00001-02-2009
Dain Noel KirkpatrickMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.01-02-2009
Dominick Phillip BonannoWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$1,00001-02-2009
Edward Linn Heartfield Jr., Melissa M Transier, Christopher Wilkinson GreenMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.01-02-2009
Jill Stallings GutreuterJ.J.B. Hilliard, W.L. Lyons, LLCCitigroup Global Markets Inc.$5001-02-2009
Lester Allen Brunker Jr.UBS Financial Services Inc.Citigroup Global Markets Inc.$7001-02-2009
Matthew Scott TashjianMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$15001-02-2009
Robert A KravetzBrighton Securities Corp.Citigroup Global Markets Inc.$10001-02-2009
Russell Turner HenshawWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.01-02-2009
Vincent Nicholas MartinoMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.01-02-2009
Bruce Howard EisenbergWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$10001-05-2009
Gary Scott Jefferson, Nikolas Scott JeffersonUBS Financial Services Inc.Citigroup Global Markets Inc.01-05-2009
James Bernard SimonWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.01-05-2009
Gregg Thomas Maleri, Francois Patrik MarquisMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.01-06-2009
Neal Oris HaalandMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$6401-06-2009
Stanley Diane DionneMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.01-06-2009
William Isham Cordell Jr.Raymond James & Associates, Inc.Citigroup Global Markets Inc.$10001-06-2009
Andrew Charles WheelerPortfolio Advisors, Inc.Citigroup Global Markets Inc.01-07-2009
Gary Theodore PadussisUBS Financial Services Inc.Citigroup Global Markets Inc.01-07-2009
Jason Sophocles SymondUBS Financial Services Inc.Citigroup Global Markets Inc.$5001-07-2009
John Leo Flanigan IIIUBS Financial Services Inc.Citigroup Global Markets Inc.01-07-2009
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Showing 1 to 25 of 2,274 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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