Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Zichang Karen LiuJ.P. Morgan Securities LLCCitigroup Global Markets Inc.09-10-2018
Joseph M SalehiJ.P. Morgan Securities LLCCitigroup Global Markets Inc.06-01-2018
Daniel BlloshmiJ.P. Morgan Securities LLCCitigroup Global Markets Inc.12-05-2017
John Michael Sullivan JrJ.P. Morgan Securities LLCCitigroup Global Markets Inc.10-12-2017
Nicholas Louis John WilliamsJ.P. Morgan Securities LLCCitigroup Global Markets Inc.06-15-2017
Adam DAndreaJ.P. Morgan Securities LLCCitigroup Global Markets Inc.$2507-16-2015
Carlos Augusto DuarteJ.P. Morgan Securities LLCCitigroup Global Markets Inc.04-09-2015
Arnold Eugene RivasJ.P. Morgan Securities LLCCitigroup Global Markets Inc.12-09-2014
Meghan Elizabeth ONeillJ.P. Morgan Securities LLCCitigroup Global Markets Inc.$1009-16-2014
Katherine Lynn McAllisterJ.P. Morgan Securities LLCCitigroup Global Markets Inc.06-11-2014
Emily Marguerite SheridanJ.P. Morgan Securities LLCCitigroup Global Markets Inc.07-23-2013
Duncan Robert ParsleyJ.P. Morgan Securities LLCCitigroup Global Markets Inc.04-29-2013
Carlos Alberto Estefam ChamonJ.P. Morgan Securities LLCCitigroup Global Markets Inc.10-25-2012
George Patrick SloaneJ.P. Morgan Securities LLCCitigroup Global Markets Inc.$5003-30-2010
John Brian Kelly SrJ.P. Morgan Securities LLCCitigroup Global Markets Inc.03-05-2009
John Brian Kelly IiJ.P. Morgan Securities LLCCitigroup Global Markets Inc.03-05-2009
Robert Winston KellyJ.P. Morgan Securities LLCCitigroup Global Markets Inc.03-05-2009
Maribel Ochoa CrespoJ.P. Morgan Securities LLCCitigroup Global Markets Inc.01-23-2009

Showing 1 to 18 of 18 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.