Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jakob Daniel FriesLPL Financial LLCCitigroup Global Markets Inc.03-15-2019
Brett M. GrahamLPL Financial LLCCitigroup Global Markets Inc.02-08-2019
David Joseph CoppolaLPL Financial LLCCitigroup Global Markets Inc.05-15-2018
Josue Eugenio FloresLPL Financial LLCCitigroup Global Markets Inc.04-10-2018
Peter August ZagrobelnyLPL Financial LLCCitigroup Global Markets Inc.08-14-2017
Joey Sergio SotoLPL Financial LLCCitigroup Global Markets Inc.10-30-2015
William Francis BlackfordLPL Financial LLCCitigroup Global Markets Inc.10-31-2014
Frank Daniel Mezzanotte Jr.LPL Financial LLCCitigroup Global Markets Inc.08-16-2012
Benjamin Adam CrombieLPL Financial LLCCitigroup Global Markets Inc.01-03-2012
Scott Robert MichalekLPL Financial LLCCitigroup Global Markets Inc.02-26-2010
Thomas Michael BuckleyLPL Financial LLCCitigroup Global Markets Inc.02-05-2010
Keith P. WittLPL Financial LLCCitigroup Global Markets Inc.02-02-2010
Johnny Bowchong TanLPL Financial LLCCitigroup Global Markets Inc.01-05-2010
Xiang LiLPL Financial LLCCitigroup Global Markets Inc.01-04-2010
Jason Andrew LinkLPL Financial LLCCitigroup Global Markets Inc.12-18-2009
Lawrence James VickLPL Financial LLCCitigroup Global Markets Inc.12-11-2009
Glenn James Fischer Jr.LPL Financial LLCCitigroup Global Markets Inc.12-11-2009
Richard Adam KasparianLPL Financial LLCCitigroup Global Markets Inc.12-10-2009
Satchi PrasadLPL Financial LLCCitigroup Global Markets Inc.12-04-2009
Edgardo A. MoncadaLPL Financial LLCCitigroup Global Markets Inc.12-04-2009
Peter E LedebuhrLPL Financial LLCCitigroup Global Markets Inc.11-27-2009
Arthur P. MunizLPL Financial LLCCitigroup Global Markets Inc.11-23-2009
Flor Maria SantanaLPL Financial LLCCitigroup Global Markets Inc.11-13-2009
Mark David BernardLPL Financial LLCCitigroup Global Markets Inc.11-13-2009
Song Chae ParkLPL Financial LLCCitigroup Global Markets Inc.11-12-2009
Next Page »

Showing 1 to 25 of 70 entries

Page 1 | 2 | 3

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.