Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jesus Vega RojasMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.10-30-2018
Patrick James ErricoMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.10-19-2018
Martha Ivette RodriguezMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.10-05-2018
Michael Conrad SchneiderMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.07-27-2018
Vanessa Sandra MahoneyMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.06-07-2018
Andrew S. HurMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.05-16-2017
Casey S. DubinskiMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.11-04-2016
Siu Lun LeungMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.10-12-2016
Andres A. CardonaMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.06-15-2016
Rafael I MontillaMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.04-19-2016
Shane Thomas HillerMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.03-30-2016
Alicia M. Hinojosa GutierrezMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.10-16-2015
Kwong Shing ChanMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.09-10-2015
Royce Lee MakishimaMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.03-19-2015
Blair Groh EgeMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$2502-26-2015
Unaizah MoonisMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.02-02-2015
Timothy William BaughmanMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.01-23-2015
Euching LinMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.01-20-2015
Charles Bruce Denson Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.07-22-2013
Jennifer Ann ScognamiglioMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$2507-01-2013
Lewis Benjimen PhillipsMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.02-15-2013
Barry Charles GoldblattMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.01-22-2013
Christopher Dwayne MyersMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.09-24-2012
Dominick Michael MolinaroMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.08-13-2012
Jose B. FernandezMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$15003-09-2012
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Showing 1 to 25 of 115 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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