Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christopher Raphael VasquezMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.04-03-2020
Garen GevorgyanMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.03-20-2020
Aneesh PaulMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$2502-25-2020
Sean Kevin OdonnellMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.02-07-2020
David A CarboneMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.11-22-2019
Sohail NajiMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.11-20-2019
Angel Kam ChenMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.10-18-2019
Kelly Lynn McKennaMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.10-15-2019
Wei GuMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.10-02-2019
John TijerinoMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.08-19-2019
Tom Dinh NguyenMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.07-18-2019
Lafayette Kyle FordMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.06-17-2019
Michael John SchererMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.03-25-2019
Pierre M. PettigrewMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$2503-14-2019
Roman RodriguezMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.11-27-2018
Jesus Vega RojasMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.10-30-2018
Patrick James ErricoMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.10-19-2018
Martha Ivette RodriguezMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.10-05-2018
Michael Conrad SchneiderMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.07-27-2018
Vanessa Sandra MahoneyMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.06-07-2018
Adam HardyMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.10-10-2017
Andrew S. HurMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.05-16-2017
Casey S. DubinskiMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.11-04-2016
Morgan J. LynchMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.10-18-2016
Siu Lun LeungMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.10-12-2016
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Showing 1 to 25 of 250 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.