Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam Jeffrey CoonsMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$10002-19-2009
Alphonse Frerot Alexandre Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$10008-22-2011
Andres A. CardonaMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.06-15-2016
Andrew S. HurMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.05-16-2017
Angel Kam ChenMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.10-18-2019
Barry Joseph WilliamsMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$10001-15-2010
Brian Michael GigliottiMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$50002-05-2010
Bruce Larsen MicheelMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$10004-28-2009
Charissa Marie SwansonMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.06-12-2015
Dain Noel KirkpatrickMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.01-02-2009
Danny Brice ThornburgMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$15001-09-2009
Daphne ChiMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.09-08-2010
David A CarboneMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.11-22-2019
David Joseph CereghinoMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$10011-13-2009
David Lawrence BachmanMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.01-09-2009
Eddy Saroj TaengkaewMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.08-22-2011
Herbert Stephen SchererMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$10006-05-2009
Hillary Anne HendersonMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.05-15-2009
Isabel Halty CathcartMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.06-29-2015
James Joseph SchmidtMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$10003-27-2009
Jason Michael FlanaganMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.03-01-2009
Jay Scott OppenheimMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$10003-13-2009
Jennifer Huynh BuhlMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.10-12-2011
Jeremy PumaMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.09-24-2012
Jessica ZhouMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.10-25-2010
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Showing 1 to 25 of 65 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.