Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Patrick James ErricoMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.10-19-2018
Michael Conrad SchneiderMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.07-27-2018
Alicia M. Hinojosa GutierrezMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.10-16-2015
Unaizah MoonisMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.02-02-2015
Euching LinMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.01-20-2015
Jennifer Ann ScognamiglioMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$2507-01-2013
Barry Charles GoldblattMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.01-22-2013
Dominick Michael MolinaroMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.08-13-2012
Jeremy David MaddenMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$5001-03-2012
Pavel ZbornikMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.01-03-2012
Lisa B SimonMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.01-03-2012
Marvin BenakMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.04-29-2010
Joseph Salvatore GriecoMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.03-01-2010
Alicia L. RubertiMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.03-01-2010
Robert Bresnahan, Nils Robert BoschMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.05-22-2009
Robert Steven PawlowskiMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$5005-08-2009
Kevin Wayne FederMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.05-08-2009
Brian GoldsteinMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$5005-01-2009
Nicholas A SimonettiMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.04-27-2009
Daniel Michael Nolan Sr., Mandy Judith Rofe, Christopher Peter LabarberaMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$15004-24-2009
Courtney John Kwas, John Matthew LiviaMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.04-24-2009

Showing 1 to 21 of 21 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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