Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Benjamin Alan GoldbergRBC Capital Markets, LLCCitigroup Global Markets Inc.02-01-2013
Brian Lee RichmondRBC Capital Markets, LLCCitigroup Global Markets Inc.02-01-2013
John G. MeitnerRBC Capital Markets, LLCCitigroup Global Markets Inc.$5006-05-2009
David SebagRBC Capital Markets, LLCCitigroup Global Markets Inc.$15006-04-2009
Michele L. PeacockRBC Capital Markets, LLCCitigroup Global Markets Inc.$15006-04-2009
Eric Donald PetersonRBC Capital Markets, LLCCitigroup Global Markets Inc.05-28-2009
Mitchell Tomas PearlRBC Capital Markets, LLCCitigroup Global Markets Inc.$5005-28-2009
Henry John Haase Jr.RBC Capital Markets, LLCCitigroup Global Markets Inc.$5005-15-2009
Brant Michael DespathyRBC Capital Markets, LLCCitigroup Global Markets Inc.$10005-15-2009
Brandon Garrett HaaseRBC Capital Markets, LLCCitigroup Global Markets Inc.05-15-2009
William James HockingRBC Capital Markets, LLCCitigroup Global Markets Inc.$15005-11-2009
John Jeffrey GreeneRBC Capital Markets, LLCCitigroup Global Markets Inc.05-11-2009
Joseph Gerald LipschitzRBC Capital Markets, LLCCitigroup Global Markets Inc.05-11-2009
Daniel James HockingRBC Capital Markets, LLCCitigroup Global Markets Inc.$10005-11-2009
Peter Gibbons-NeffRBC Capital Markets, LLCCitigroup Global Markets Inc.05-07-2009
Jeffrey Donald HallRBC Capital Markets, LLCCitigroup Global Markets Inc.$15005-07-2009
Frank David VoliRBC Capital Markets, LLCCitigroup Global Markets Inc.$10005-07-2009
William Edwin CatesRBC Capital Markets, LLCCitigroup Global Markets Inc.$15005-04-2009
Victoria Sue SmithermanRBC Capital Markets, LLCCitigroup Global Markets Inc.05-04-2009
David Edmond CrosbyRBC Capital Markets, LLCCitigroup Global Markets Inc.$15005-04-2009
Tylen Lee KattenhornRBC Capital Markets, LLCCitigroup Global Markets Inc.$20005-04-2009
Philip Michael MayoRBC Capital Markets, LLCCitigroup Global Markets Inc.$15005-04-2009
David Bradley CatesRBC Capital Markets, LLCCitigroup Global Markets Inc.05-04-2009
Joseph Anthony RomeroRBC Capital Markets, LLCCitigroup Global Markets Inc.05-04-2009
Christopher Nisbet CatesRBC Capital Markets, LLCCitigroup Global Markets Inc.05-04-2009
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.