Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael J Germano IVRaymond James Financial Services, Inc.Citigroup Global Markets Inc.$5003-16-2017
Hy Jamie SaportaRaymond James Financial Services, Inc.Citigroup Global Markets Inc.02-05-2014
Richard Drummond LongRaymond James Financial Services, Inc.Citigroup Global Markets Inc.$5005-29-2009
Kenneth Mark GurskyRaymond James Financial Services, Inc.Citigroup Global Markets Inc.05-26-2009
Kenneth Joe HajdikRaymond James Financial Services, Inc.Citigroup Global Markets Inc.$2505-22-2009
Fred Berne McNeelyRaymond James Financial Services, Inc.Citigroup Global Markets Inc.05-22-2009
James Francis Capen Jr.Raymond James Financial Services, Inc.Citigroup Global Markets Inc.$5005-08-2009
James Edward Boileau Jr.Raymond James Financial Services, Inc.Citigroup Global Markets Inc.$2505-08-2009
Michael Alan OwensRaymond James Financial Services, Inc.Citigroup Global Markets Inc.$2505-08-2009
Barbara Esther PerraultRaymond James Financial Services, Inc.Citigroup Global Markets Inc.05-08-2009
Sandra Lee StewartRaymond James Financial Services, Inc.Citigroup Global Markets Inc.$5005-06-2009
Wendy Stewart MarkeyRaymond James Financial Services, Inc.Citigroup Global Markets Inc.$2505-06-2009
David Paul PaciorekRaymond James Financial Services, Inc.Citigroup Global Markets Inc.$10004-29-2009
Bruce A. KlootwykRaymond James Financial Services, Inc.Citigroup Global Markets Inc.04-24-2009
Glen Andrew ArcherRaymond James Financial Services, Inc.Citigroup Global Markets Inc.$5004-17-2009
Peter Michael MuckermanRaymond James Financial Services, Inc.Citigroup Global Markets Inc.04-17-2009
Donald Dudley WoodhouseRaymond James Financial Services, Inc.Citigroup Global Markets Inc.04-17-2009
Gregory Ellis ShemasRaymond James Financial Services, Inc.Citigroup Global Markets Inc.04-16-2009
Richard Todd BohnRaymond James Financial Services, Inc.Citigroup Global Markets Inc.04-16-2009
Sean Michael PriebeRaymond James Financial Services, Inc.Citigroup Global Markets Inc.04-03-2009
Steven Joseph PlantRaymond James Financial Services, Inc.Citigroup Global Markets Inc.$2504-01-2009
Michael Alan IppRaymond James Financial Services, Inc.Citigroup Global Markets Inc.$10003-20-2009
Sherif John AwadRaymond James Financial Services, Inc.Citigroup Global Markets Inc.03-17-2009
Andrew Charles PheiffRaymond James Financial Services, Inc.Citigroup Global Markets Inc.03-13-2009
Donald Edward MorrisRaymond James Financial Services, Inc.Citigroup Global Markets Inc.$2503-06-2009
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Showing 1 to 25 of 35 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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