Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Bradley EdgarStifel, Nicolaus & Company, IncorporatedCitigroup Global Markets Inc.$5010-23-2019
William Curtis BlackwillStifel, Nicolaus & Company, IncorporatedCitigroup Global Markets Inc.07-03-2014
Steven Harper BurnsStifel, Nicolaus & Company, IncorporatedCitigroup Global Markets Inc.$10006-05-2009
Michael Kevin RhodesStifel, Nicolaus & Company, IncorporatedCitigroup Global Markets Inc.$5006-05-2009
David Roger DrinanStifel, Nicolaus & Company, IncorporatedCitigroup Global Markets Inc.05-27-2009
Steven Allen WisdomStifel, Nicolaus & Company, IncorporatedCitigroup Global Markets Inc.05-27-2009
William Herbert CaruanaStifel, Nicolaus & Company, IncorporatedCitigroup Global Markets Inc.05-27-2009
Sean Malcolm DrinanStifel, Nicolaus & Company, IncorporatedCitigroup Global Markets Inc.05-27-2009
James Richard MapplethorpeStifel, Nicolaus & Company, IncorporatedCitigroup Global Markets Inc.$5005-27-2009
David Kent PalagiStifel, Nicolaus & Company, IncorporatedCitigroup Global Markets Inc.05-22-2009
Thomas Nicholas HemlebenStifel, Nicolaus & Company, IncorporatedCitigroup Global Markets Inc.05-22-2009
William Hamilton BickslerStifel, Nicolaus & Company, IncorporatedCitigroup Global Markets Inc.05-21-2009
Elizabeth Joan CureStifel, Nicolaus & Company, IncorporatedCitigroup Global Markets Inc.05-21-2009
Daniel Louis FitzgeraldStifel, Nicolaus & Company, IncorporatedCitigroup Global Markets Inc.$5005-20-2009
Robert Charles GoldmanStifel, Nicolaus & Company, IncorporatedCitigroup Global Markets Inc.05-19-2009
Linda Louise DrummondStifel, Nicolaus & Company, IncorporatedCitigroup Global Markets Inc.05-18-2009
Theodore Andrew SinalStifel, Nicolaus & Company, IncorporatedCitigroup Global Markets Inc.$15005-15-2009
Timothy Arnold SinalStifel, Nicolaus & Company, IncorporatedCitigroup Global Markets Inc.05-15-2009
John Askin FugerStifel, Nicolaus & Company, IncorporatedCitigroup Global Markets Inc.$15005-11-2009
Bradford Charles GreenawaldStifel, Nicolaus & Company, IncorporatedCitigroup Global Markets Inc.$15005-01-2009
Todd Steven HarveyStifel, Nicolaus & Company, IncorporatedCitigroup Global Markets Inc.05-01-2009
Stephen E. TobiaStifel, Nicolaus & Company, IncorporatedCitigroup Global Markets Inc.05-01-2009
Robert Lloyd Polleys Jr.Stifel, Nicolaus & Company, IncorporatedCitigroup Global Markets Inc.04-29-2009
James Thomas McFaddenStifel, Nicolaus & Company, IncorporatedCitigroup Global Markets Inc.04-28-2009
Marvin Melvin Cox Jr.Stifel, Nicolaus & Company, IncorporatedCitigroup Global Markets Inc.$10004-27-2009
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Showing 1 to 25 of 61 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.